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ALPS Sector Dividend Dogs ETF

148 hedge funds and large institutions have $647M invested in ALPS Sector Dividend Dogs ETF in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 45 increasing their positions, 51 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

20% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 15

6% more capital invested

Capital invested by funds: $608M → $647M (+$38.3M)

0.94% more ownership

Funds ownership: 35.39%36.33% (+0.94%)

1% more funds holding

Funds holding: 147148 (+1)

12% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 51

Holders
148
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
2.92%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.12%
New
18
Increased
45
Reduced
51
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWS
101
Cypress Wealth Services
California
$225K +$1.85K +41 +0.9%
CA
102
Calton & Associates
Florida
$222K -$16.9K -374 -7%
PSF
103
Pacific Sun Financial
California
$216K -$6.32K -140 -3%
HB
104
Homrich & Berg
Georgia
$210K +$202K +4,483 New
CTC
105
Central Trust Company
Missouri
$209K -$6.77K -150 -3%
JMPWA
106
JP Morgan Private Wealth Advisors
California
$208K +$200K +4,433 New
HIS
107
Harvest Investment Services
Illinois
$207K -$344K -7,636 -63%
AWA
108
Acorn Wealth Advisors
Michigan
$202K +$196K +4,352 New
APA
109
American Portfolios Advisors
New York
$192K -$7.89K -175 -4%
AIS
110
Accurate Investment Solutions
Pennsylvania
$188K -$2M -44,378 -92%
CAGAS
111
Capital Advisory Group Advisory Services
Minnesota
$165K
SSB
112
Sandy Spring Bank
Maryland
$150K
CH
113
Canton Hathaway
Rhode Island
$140K
Citigroup
114
Citigroup
New York
$137K +$23.7K +525 +22%
TRCT
115
Tower Research Capital (TRC)
New York
$116K -$330K -7,323 -75%
CFGS
116
Concourse Financial Group Securities
Alabama
$113K -$15.5K -344 -12%
LWANC
117
Laurel Wealth Advisors (North Carolina)
North Carolina
$90K +$4.42K +98 +5%
AF
118
Arrow Financial
New York
$88K
LF
119
Lee Financial
Texas
$78K
PNC Financial Services Group
120
PNC Financial Services Group
Pennsylvania
$77K +$9.02K +200 +14%
IFAM
121
Institutional & Family Asset Management
Colorado
$65K +$586 +13 +0.9%
HFM
122
Hartford Financial Management
Connecticut
$64K
Fidelity Investments
123
Fidelity Investments
Massachusetts
$59K +$12K +265 +27%
IFWM
124
Institute for Wealth Management
Colorado
$59K +$56.4K +1,250 New
HWA
125
Heritage Wealth Advisors
Virginia
$58.4K

SDOG Hedge Fund Activity: Q4 2019 in Review

148 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q4 2019, worth a combined $647M — up 6.3% from $608M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new SDOG positions and 15 closed out — a net gain of 3 holders — while 45 added to existing stakes and 51 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $4.7M. The largest seller was Morgan Stanley, cutting an estimated $5.38M.

  • 148 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q4 2019, up from 147 in Q3 2019.
  • Funds reported $647M of ALPS Sector Dividend Dogs ETF stock for Q4 2019, up 6.3% quarter-over-quarter.
  • 18 funds opened new ALPS Sector Dividend Dogs ETF positions in Q4 2019 and 15 closed out, a net change of +3 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q4 2019 was Raymond James Financial Services Advisors, an estimated $4.7M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q4 2019 was Morgan Stanley, an estimated $5.38M sold.

Based on aggregated 13F filings for Q4 2019.