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ALPS Sector Dividend Dogs ETF

130 hedge funds and large institutions have $369M invested in ALPS Sector Dividend Dogs ETF in 2023 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 37 increasing their positions, 42 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.73% less ownership

Funds ownership: 34.54%33.81% (-0.73%)

6% less funds holding

Funds holding: 139130 (-9)

10% less capital invested

Capital invested by funds: $410M → $369M (-$41M)

12% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 42

29% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 21

Holders
130
Holders Change
-9
Holders Change %
-6.47%
% of All Funds
2.06%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
15
Increased
37
Reduced
42
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RFN
76
Redwood Financial Network
Ohio
$262K
Wealth Enhancement Advisory Services
77
Wealth Enhancement Advisory Services
Minnesota
$261K +$277K +5,548 New
Comerica Bank
78
Comerica Bank
Texas
$261K +$276K +5,540 New
PI
79
PFG Investments
New York
$254K +$1.75K +35 +0.7%
WP
80
WealthSource Partners
California
$248K +$3.04K +61 +1%
BAM
81
BTS Asset Management
Massachusetts
$244K -$17.6K -353 -6%
CFS
82
Commonwealth Financial Services
West Virginia
$243K +$258K +5,170 New
CF
83
Convergence Financial
Missouri
$230K
RG
84
Retirement Group
California
$222K -$150K -3,000 -39%
DIA
85
Dana Investment Advisors
Wisconsin
$222K -$71.5K -1,433 -23%
WDL
86
Well Done LLC
Michigan
$220K +$249 +5 +0.1%
JWCA
87
J.W. Cole Advisors
Florida
$219K
HI
88
Hudock Inc
Pennsylvania
$210K +$100 +2 +0%
MA
89
MKT Advisors
California
$204K
TIAA Trust, National Association
90
TIAA Trust, National Association
North Carolina
$201K +$213K +4,270 New
PTC
91
Private Trust Company
Ohio
$196K
HWP
92
Hibernia Wealth Partners
Louisiana
$188K +$199K +3,988 New
Fidelity Investments
93
Fidelity Investments
Massachusetts
$181K +$60.3K +1,208 +46%
NS
94
NBC Securities
Alabama
$141K +$150K +3,015 New
National Bank of Canada
95
National Bank of Canada
Quebec, Canada
$132K -$26.4K -530 -16%
OSAM
96
O'Shaughnessy Asset Management
Connecticut
$100K
GAG
97
Goodman Advisory Group
Massachusetts
$93.8K
KFI
98
Key Financial Inc
Pennsylvania
$51.6K
CT
99
Caldwell Trust
Florida
$49.4K
RFA
100
Register Financial Advisors
Georgia
$49.4K

SDOG Hedge Fund Activity: Q3 2023 in Review

130 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2023, worth a combined $369M — down 10% from $410M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of SDOG and 15 opened new positions — a net loss of 6 holders — while 42 trimmed existing stakes and 37 added.

The largest buyer was Osaic Holdings, adding an estimated $1.43M. The largest seller was Stratos Wealth Advisors, exiting entirely with an estimated $6.75M sold.

  • 130 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2023, down from 139 in Q2 2023.
  • Funds reported $369M of ALPS Sector Dividend Dogs ETF stock for Q3 2023, down 10% quarter-over-quarter.
  • 15 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2023 and 21 closed out, a net change of -6 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2023 was Osaic Holdings, an estimated $1.43M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2023 was Stratos Wealth Advisors, an estimated $6.75M sold.

Based on aggregated 13F filings for Q3 2023.