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ALPS Sector Dividend Dogs ETF

148 hedge funds and large institutions have $647M invested in ALPS Sector Dividend Dogs ETF in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 45 increasing their positions, 51 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

20% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 15

6% more capital invested

Capital invested by funds: $608M → $647M (+$38.3M)

0.94% more ownership

Funds ownership: 35.39%36.33% (+0.94%)

1% more funds holding

Funds holding: 147148 (+1)

12% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 51

Holders
148
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
2.92%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.12%
New
18
Increased
45
Reduced
51
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWP
76
Stratos Wealth Partners
Ohio
$443K +$45 +1 +0%
IAA
77
Ironsides Asset Advisors
North Carolina
$412K
TCPWM
78
Traverso Chambers Private Wealth Management
California
$386K -$73.1K -1,621 -16%
DC
79
DeDora Capital
California
$360K -$1.08K -24 -0.3%
IWC
80
Integrated Wealth Concepts
Massachusetts
$357K -$10.8K -239 -3%
Creative Planning
81
Creative Planning
Kansas
$356K +$343K +7,603 New
IRC
82
Investors Research Corp
Georgia
$354K +$197K +4,358 +137%
ACA
83
Atlas Capital Advisors
Wyoming
$345K
TC
84
Truvestments Capital
Florida
$338K
EWM
85
Endurance Wealth Management
Rhode Island
$329K -$16K -354 -5%
GCA
86
Greenwood Capital Associates
South Carolina
$323K +$311K +6,895 New
CCB
87
Cutter & Co Brokerage
Missouri
$290K
KeyBank National Association
88
KeyBank National Association
Ohio
$287K +$276K +6,121 New
BF
89
BOK Financial
Oklahoma
$281K
SFG
90
StrategIQ Financial Group
Indiana
$270K +$316 +7 +0.1%
TYCC
91
Texas Yale Capital Corp
Florida
$269K
KWMG
92
King Wealth Management Group
Florida
$265K -$1.35K -30 -0.5%
DIA
93
Dana Investment Advisors
Wisconsin
$265K
WS
94
Wedbush Securities
California
$247K -$4.42K -98 -2%
RJT
95
Raymond James Trust
Florida
$247K
FAIM
96
Financial Advocates Investment Management
Washington
$245K +$1.9K +42 +0.8%
KWM
97
Kingsview Wealth Management
Oregon
$235K -$613K -13,582 -73%
TAM
98
Tocqueville Asset Management
New York
$231K +$11.3K +250 +5%
SLWS
99
Swaine & Leidel Wealth Services
Florida
$229K -$3.61K -80 -2%
9WM
100
9258 Wealth Management
Ohio
$229K +$221K +4,900 New

SDOG Hedge Fund Activity: Q4 2019 in Review

148 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q4 2019, worth a combined $647M — up 6.3% from $608M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new SDOG positions and 15 closed out — a net gain of 3 holders — while 45 added to existing stakes and 51 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $4.7M. The largest seller was Morgan Stanley, cutting an estimated $5.38M.

  • 148 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q4 2019, up from 147 in Q3 2019.
  • Funds reported $647M of ALPS Sector Dividend Dogs ETF stock for Q4 2019, up 6.3% quarter-over-quarter.
  • 18 funds opened new ALPS Sector Dividend Dogs ETF positions in Q4 2019 and 15 closed out, a net change of +3 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q4 2019 was Raymond James Financial Services Advisors, an estimated $4.7M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q4 2019 was Morgan Stanley, an estimated $5.38M sold.

Based on aggregated 13F filings for Q4 2019.