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ALPS Sector Dividend Dogs ETF

130 hedge funds and large institutions have $369M invested in ALPS Sector Dividend Dogs ETF in 2023 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 37 increasing their positions, 42 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.73% less ownership

Funds ownership: 34.54%33.81% (-0.73%)

6% less funds holding

Funds holding: 139130 (-9)

10% less capital invested

Capital invested by funds: $410M → $369M (-$41M)

12% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 42

29% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 21

Holders
130
Holders Change
-9
Holders Change %
-6.47%
% of All Funds
2.06%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
15
Increased
37
Reduced
42
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
51
Creative Planning
Kansas
$452K +$200 +4 +0%
Envestnet Asset Management
52
Envestnet Asset Management
Illinois
$436K -$189K -3,796 -29%
Baird Financial Group
53
Baird Financial Group
Wisconsin
$433K
IAA
54
Ironsides Asset Advisors
North Carolina
$414K
SB
55
Simmons Bank
Arkansas
$397K
PAG
56
Private Advisor Group
New Jersey
$391K -$10.7K -215 -3%
TRCT
57
Tower Research Capital (TRC)
New York
$388K +$219K +4,394 +114%
SCA
58
Snowden Capital Advisors
New York
$384K
BPA
59
Beacon Pointe Advisors
California
$375K +$18.5K +371 +5%
TWM
60
Tradition Wealth Management
Minnesota
$368K +$4.44K +89 +1%
JP Morgan Chase
61
JP Morgan Chase
New York
$364K -$72.8K -1,459 -16%
SFC
62
Strategic Financial Concepts
Texas
$363K +$4.39K +88 +1%
KFGK
63
Keystone Financial Group (Kentucky)
Kentucky
$356K -$14.9K -299 -4%
CAPTRUST Financial Advisors
64
CAPTRUST Financial Advisors
North Carolina
$353K +$11.3K +227 +3%
NFG
65
Nations Financial Group
Iowa
$347K +$16.9K +338 +5%
GWM
66
Geneos Wealth Management
Colorado
$343K
SM
67
Sweeney & Michel
California
$336K +$3.74K +75 +1%
GCP
68
Gill Capital Partners
Colorado
$329K
PB
69
Pinnacle Bancorp
Nebraska
$315K
HI
70
Harbour Investments
Wisconsin
$291K +$27K +541 +10%
CG
71
Clarus Group
Texas
$289K -$3.09K -62 -1%
AA
72
Ancora Advisors
Ohio
$285K
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
$282K -$50.5K -1,012 -14%
VWA
74
Visionary Wealth Advisors
Illinois
$271K -$578K -11,593 -67%
AGC
75
Aspen Grove Capital
Colorado
$270K +$287K +5,750 New

SDOG Hedge Fund Activity: Q3 2023 in Review

130 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2023, worth a combined $369M — down 10% from $410M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of SDOG and 15 opened new positions — a net loss of 6 holders — while 42 trimmed existing stakes and 37 added.

The largest buyer was Osaic Holdings, adding an estimated $1.43M. The largest seller was Stratos Wealth Advisors, exiting entirely with an estimated $6.75M sold.

  • 130 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2023, down from 139 in Q2 2023.
  • Funds reported $369M of ALPS Sector Dividend Dogs ETF stock for Q3 2023, down 10% quarter-over-quarter.
  • 15 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2023 and 21 closed out, a net change of -6 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2023 was Osaic Holdings, an estimated $1.43M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2023 was Stratos Wealth Advisors, an estimated $6.75M sold.

Based on aggregated 13F filings for Q3 2023.