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Schwab US Mid-Cap ETF
SCHM

307 hedge funds and large institutions have $1.17B invested in Schwab US Mid-Cap ETF in 2017 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 167 increasing their positions, 67 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

149% more repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 67

124% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 17

14% more funds holding in top 10

Funds holding in top 10: 35 → 40 (+5)

12% more capital invested

Capital invested by funds: $1.04B → $1.17B (+$128M)

7% more funds holding

Funds holding: 286 → 307 (+21)

4.03% more ownership

Funds ownership: 91.26% → 95.29% (+4%)

Holders
307
Holders Change
+21
Holders Change %
+7.34%
% of All Funds
7.65%
Holding in Top 10
40
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+14.29%
% of All Funds
1%
New
38
Increased
167
Reduced
67
Closed
17
Calls
$225K
Puts
–
Net Calls
+$225K
Net Calls Change
-$11K

Top Buyers

1
Financial Engines Advisors
Financial Engines Advisors
California
+$25.7M
2
AWMG
Alliance Wealth Management Group
New Jersey
+$6.43M
3
HSA
HBK Sorce Advisory
Pennsylvania
+$4.77M
4
AWM
Avior Wealth Management
Nebraska
+$4.71M
5
UCFA
United Capital Financial Advisors
Texas
+$3.86M

Top Sellers

1
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
-$12.4M
2
PFG
Piershale Financial Group
Illinois
-$7.33M
3
Creative Planning
Creative Planning
Kansas
-$5.22M
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.25M
5
JFG
JMG Financial Group
Illinois
-$2.29M
Name Holding Trade Value Shares
Change 		Change in
Stake
MA
201
MUFG Americas
New York
$461K +$73.4K +4,518 +20%
AIA
202
Armor Investment Advisors
North Carolina
$453K +$4.88K +300 +1%
S
203
SignatureFD
Georgia
$445K +$194K +11,916 +81%
SIC
204
Sigma Investment Counselors
Michigan
$437K +$33.5K +2,064 +9%
DG
205
Davidson & Garrard
Virginia
$419K +$8.83K +543 +2%
CIAS
206
Capital Investment Advisory Services
North Carolina
$404K -$61.2K -3,765 -13%
CCMW
207
Cypress Capital Management (Wyoming)
Wyoming
$399K +$108K +6,675 +39%
RPA
208
Rock Point Advisors
Vermont
$394K – – –
CIR
209
Clear Investment Research
Georgia
$390K – – –
OC
210
Oarsman Capital
Wisconsin
$388K -$7.56K -465 -2%
LFAS
211
Level Four Advisory Services
Texas
$383K +$373K +22,920 New
MCWS
212
McKinley Carter Wealth Services
West Virginia
$375K +$105K +6,435 +40%
Calamos Advisors
213
Calamos Advisors
Illinois
$369K +$6.88K +423 +2%
WCM
214
Wealthcare Capital Management
Virginia
$366K – – –
AIM
215
Aspen Investment Management
Michigan
$357K +$3.9K +240 +1%
AG
216
Appleton Group
Wisconsin
$354K +$112K +6,876 +48%
BL
217
Balentine LLC
Georgia
$352K – – –
VC
218
Vicus Capital
Pennsylvania
$347K +$585 +36 +0.2%
DWM
219
Destination Wealth Management
California
$326K -$1.61K -99 -0.5%
FAG
220
Financial Advisory Group
Texas
$308K +$12K +741 +4%
ZIM
221
Zacks Investment Management
Illinois
$304K +$5.27K +324 +2%
Janney Montgomery Scott
222
Janney Montgomery Scott
Pennsylvania
$297K +$289K +17,754 New
EK
223
Evensky & Katz
Florida
$294K -$3.66K -225 -1%
CA
224
Cetera Advisors
Colorado
$291K +$46.1K +2,838 +20%
CWM
225
Cornerstone Wealth Management
Missouri
$284K +$45.5K +2,799 +20%
7 8
9
10 11

SCHM Hedge Fund Activity: Q3 2017 in Review

307 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2017, worth a combined $1.17B — up 12% from $1.04B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SCHM positions and 17 closed out — a net gain of 21 holders — while 167 added to existing stakes and 67 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $25.7M. The largest seller was Legacy Wealth Management (Tennessee), cutting an estimated $12.4M.

  • 307 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2017, up from 286 in Q2 2017.
  • Funds reported $1.17B of Schwab US Mid-Cap ETF stock for Q3 2017, up 12% quarter-over-quarter.
  • 38 funds opened new Schwab US Mid-Cap ETF positions in Q3 2017 and 17 closed out, a net change of +21 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2017 was Financial Engines Advisors, an estimated $25.7M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2017 was Legacy Wealth Management (Tennessee), an estimated $12.4M sold.

Based on aggregated 13F filings for Q3 2017.