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Schwab US Mid-Cap ETF
SCHM

Overview Fund Activity

213 hedge funds and large institutions have $744M invested in Schwab US Mid-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 111 increasing their positions, 54 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
213
Holders Change
+7
Holders Change %
+3.4%
% of All Funds
5.69%
Holding in Top 10
25
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+13.64%
% of All Funds
0.67%
New
20
Increased
111
Reduced
54
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HSA
1
HBK Sorce Advisory
Pennsylvania
$28M
2
AB
2
AT Bancorp
Iowa
$17.3M
3
LWMT
3
Legacy Wealth Management (Tennessee)
Tennessee
$39.6M
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$16.5M
5
LIM
5
Lathrop Investment Management
Arkansas
$11.6M

Top Sellers

1
SIC
1
Salem Investment Counselors
North Carolina
$0
2
Jane Street
2
Jane Street
New York
$0
3
Goldman Sachs
3
Goldman Sachs
New York
$2.18M
4
KF
4
Krilogy Financial
Missouri
$3.43M
5
FWM
5
Frontier Wealth Management
Missouri
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CG
201
Cutler Group
California
$16K -$120K -8,511 -88%
NSIM
202
North Star Investment Management
Illinois
$15K -$2.17K -150 -13%
SSB
203
Sandy Spring Bank
Maryland
$11K – – –
VIA
204
Vantage Investment Advisors
Pennsylvania
$9K – – –
GT
205
Glenmede Trust
Pennsylvania
$9K +$9K +687 New
HCM
206
Horrell Capital Management
Arkansas
$7K – – –
BWA
207
Burt Wealth Advisors
Maryland
$3K – – –
BAM
208
Barrett Asset Management
New York
$3K – – –
RBC
209
Roble Belko & Company
Pennsylvania
$1K – – –
FTUS
210
Flow Traders U.S.
New York
$1K +$1K +42 New
SBL
211
Sargent Bickham Lagudis
Colorado
$85 -$2 -132 -2%
SIC
212
Salem Investment Counselors
North Carolina
– -$10.1M -719,403 Closed
Jane Street
213
Jane Street
New York
– -$4.75M -338,838 Closed
FWM
214
Frontier Wealth Management
Missouri
– -$1.64M -117,024 Closed
AAS
215
Annex Advisory Services
Wisconsin
– -$466K -33,306 Closed
Northwestern Mutual Wealth Management
216
Northwestern Mutual Wealth Management
Wisconsin
– -$459K -32,796 Closed
EK
217
Evensky & Katz
Florida
– -$402K -28,752 Closed
PAG
218
Pinnacle Advisory Group
Maryland
– -$361K -25,833 Closed
BHTS
219
Bar Harbor Trust Services
Maine
– -$326K -23,277 Closed
HR
220
Howe & Rusling
New York
– -$126K -9,000 Closed
Bank of Montreal
221
Bank of Montreal
Ontario, Canada
– -$7K -531 Closed
CFA
222
Carroll Financial Associates
North Carolina
– -$3K -258 Closed
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