We are live on ! Find out more
SCHM icon

Schwab US Mid-Cap ETF
SCHM

202 hedge funds and large institutions have $524M invested in Schwab US Mid-Cap ETF in 2016 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 94 increasing their positions, 60 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more repeat investments, than reductions

Existing positions increased: 94 | Existing positions reduced: 60

47% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 17

5% more funds holding in top 10

Funds holding in top 10: 21 → 22 (+1)

4% more funds holding

Funds holding: 195 → 202 (+7)

3% more capital invested

Capital invested by funds: $507M → $524M (+$17.3M)

0.14% more ownership

Funds ownership: 77.63% → 77.77% (+0.14%)

Holders
202
Holders Change
+7
Holders Change %
+3.59%
% of All Funds
5.38%
Holding in Top 10
22
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.76%
% of All Funds
0.59%
New
25
Increased
94
Reduced
60
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AL
Aspiriant LLC
California
+$7.94M
2
Morgan Stanley
Morgan Stanley
New York
+$7.55M
3
SWM
SVA Wealth Management
Wisconsin
+$5.86M
4
SJIM
St. Johns Investment Management
Florida
+$4.72M
5
UBS Group
UBS Group
Switzerland
+$4.25M

Top Sellers

Rank Fund Capital Flow
1
HP
HT Partners
Connecticut
-$19.6M
2
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
-$5.93M
3
GA
Gateway Advisory
New Jersey
-$4.38M
4
AI
Atria Investments
North Carolina
-$3.38M
5
MWM
MinichMacGregor Wealth Management
New York
-$3.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
HP
201
HT Partners
Connecticut
– -$19.6M -1,494,954 Closed
GA
202
Gateway Advisory
New Jersey
– -$4.38M -328,314 Closed
AI
203
Atria Investments
North Carolina
– -$3.38M -269,721 Closed
EWA
204
EP Wealth Advisors
California
– -$2.81M -210,378 Closed
SA
205
Strategic Advisors
New York
– -$803K -60,087 Closed
CWM
206
Concert Wealth Management
California
– -$530K -39,792 Closed
AWMG
207
Alliance Wealth Management Group
New Jersey
– -$440K -32,937 Closed
GC
208
Gratus Capital
Georgia
– -$427K -31,992 Closed
HighTower Advisors
209
HighTower Advisors
Illinois
– -$262K -19,701 Closed
AAM
210
Aston Asset Management
Illinois
– -$252K -18,879 Closed
FC
211
Fairpointe Capital
Illinois
– -$252K -18,879 Closed
EWM
212
Evermay Wealth Management
Virginia
– -$248K -18,561 Closed
DPA
213
Delphi Private Advisors
California
– -$246K -18,408 Closed
KCPG
214
Kavar Capital Partners Group
Kansas
– -$63K -4,770 Closed
CG
215
Colony Group
Massachusetts
– -$10K -765 Closed
AFP
216
Ausdal Financial Partners
Iowa
– -$10K -720 Closed
NMIS
217
Northwestern Mutual Investment Services
Wisconsin
– -$1K -105 Closed
5 6 7 8
9

SCHM Hedge Fund Activity: Q1 2016 in Review

202 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q1 2016, worth a combined $524M — up 3.4% from $507M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SCHM positions and 17 closed out — a net gain of 8 holders — while 94 added to existing stakes and 60 trimmed.

The largest buyer was Aspiriant LLC, opening a new position worth an estimated $7.94M. The largest seller was HT Partners, exiting entirely with an estimated $19.6M sold.

  • 202 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q1 2016, up from 195 in Q4 2015.
  • Funds reported $524M of Schwab US Mid-Cap ETF stock for Q1 2016, up 3.4% quarter-over-quarter.
  • 25 funds opened new Schwab US Mid-Cap ETF positions in Q1 2016 and 17 closed out, a net change of +8 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q1 2016 was Aspiriant LLC, an estimated $7.94M added.
  • The largest Schwab US Mid-Cap ETF seller in Q1 2016 was HT Partners, an estimated $19.6M sold.

Based on aggregated 13F filings for Q1 2016.