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Schwab US Mid-Cap ETF

549 hedge funds and large institutions have $2.87B invested in Schwab US Mid-Cap ETF in 2019 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 263 increasing their positions, 185 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 25

42% more repeat investments, than reductions

Existing positions increased: 263 | Existing positions reduced: 185

9% more capital invested

Capital invested by funds: $2.64B → $2.87B (+$236M)

7.21% more ownership

Funds ownership: 127.22%134.43% (+7.2%)

2% more funds holding

Funds holding: 540549 (+9)

0% more funds holding in top 10

Funds holding in top 10: 7474 (0)

99% less call options, than puts

Call options by funds: $583K | Put options by funds: $47.4M

Holders
549
Holders Change
+9
Holders Change %
+1.67%
% of All Funds
12.04%
Holding in Top 10
74
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.62%
New
37
Increased
263
Reduced
185
Closed
25
Calls
$583K
Puts
$47.4M
Net Calls
-$46.8M
Net Calls Change
-$1.02M
Name Holding Trade Value Shares
Change
Change in
Stake
MIAN
176
Mariner Independent Advisor Network
Kansas
$2.63M -$25.1K -1,329 -0.9%
FANJ
177
Financial Architects (New Jersey)
New Jersey
$2.62M +$809K +42,819 +45%
CCM
178
Condor Capital Management
New Jersey
$2.61M -$34.9K -1,845 -1%
FA
179
Fagan Associates
New York
$2.54M +$6.46K +342 +0.3%
FFS
180
Founders Financial Securities
Maryland
$2.54M +$2.54M +134,694 New
EFSCE
181
Enterprise Financial Services Corp (EFSC)
Missouri
$2.47M -$68K -3,597 -3%
AL
182
Aspiriant LLC
California
$2.46M -$334K -17,700 -12%
FHB
183
First Hawaiian Bank
Hawaii
$2.46M -$267K -14,124 -10%
SWM
184
Stockman Wealth Management
Montana
$2.41M +$114K +6,042 +5%
SFA
185
Sequoia Financial Advisors
Ohio
$2.39M +$7.76K +411 +0.3%
BL
186
Balentine LLC
Georgia
$2.38M
IF
187
Ironwood Financial
Arizona
$2.36M +$103K +5,427 +5%
BW
188
Bison Wealth
Georgia
$2.32M +$11.6K +615 +0.5%
MCM
189
MAI Capital Management
Ohio
$2.31M -$46.9K -2,484 -2%
SCP
190
Shorepoint Capital Partners
Massachusetts
$2.29M -$133K -7,035 -5%
BPA
191
Beacon Pointe Advisors
California
$2.26M +$2.78K +147 +0.1%
BFEC
192
Benjamin F. Edwards & Company
Missouri
$2.26M +$357K +18,873 +19%
LFAS
193
Level Four Advisory Services
Texas
$2.25M -$1.64M -86,877 -42%
JWS
194
Juncture Wealth Strategies
Arizona
$2.24M +$229K +12,105 +11%
FLPIM
195
F.L. Putnam Investment Management
Massachusetts
$2.21M -$3.08M -163,080 -58%
AA
196
Alesco Advisors
New York
$2.21M -$11.7K -621 -0.5%
ACM
197
AlphaStar Capital Management
North Carolina
$2.21M -$144K -7,620 -6%
MCM
198
Mengis Capital Management
Oregon
$2.18M +$60.9K +3,225 +3%
WIC
199
Whitegate Investment Counselors
New Hampshire
$2.17M -$74.1K -3,921 -3%
JPLA
200
Joseph P. Lucia & Associates
New York
$2.17M -$66.7K -3,531 -3%

SCHM Hedge Fund Activity: Q3 2019 in Review

549 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2019, worth a combined $2.87B — up 8.9% from $2.64B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new SCHM positions and 25 closed out — a net gain of 12 holders — while 263 added to existing stakes and 185 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $107M. The largest seller was Morgan Stanley, cutting an estimated $31.8M.

  • 549 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2019, up from 540 in Q2 2019.
  • Funds reported $2.87B of Schwab US Mid-Cap ETF stock for Q3 2019, up 8.9% quarter-over-quarter.
  • 37 funds opened new Schwab US Mid-Cap ETF positions in Q3 2019 and 25 closed out, a net change of +12 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2019 was Envestnet Asset Management, an estimated $107M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2019 was Morgan Stanley, an estimated $31.8M sold.

Based on aggregated 13F filings for Q3 2019.