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Schwab US Mid-Cap ETF
SCHM

Overview Fund Activity

170 hedge funds and large institutions have $446M invested in Schwab US Mid-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 85 increasing their positions, 44 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
170
Holders Change
+3
Holders Change %
+1.8%
% of All Funds
4.75%
Holding in Top 10
16
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-11.11%
% of All Funds
0.45%
New
19
Increased
85
Reduced
44
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LWMT
1
Legacy Wealth Management (Tennessee)
Tennessee
$22.9M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$12.4M
3
Wells Fargo
3
Wells Fargo
California
$19.9M
4
Jane Street
4
Jane Street
New York
$8.15M
5
BJ
5
Brouwer & Janachowski
California
$14.8M

Top Sellers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$1.58M
2
PA
2
Planning Alternatives
Michigan
$13.9M
3
PMG
3
ProVise Management Group
Florida
$6.21M
4
PTCG
4
Pring Turner Capital Group
California
$0
5
SHJ
5
Sharkey, Howes & Javer
Colorado
$12.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
HCMT
151
Highland Capital Management (Tennessee)
Tennessee
$19K – – –
Northwestern Mutual Wealth Management
152
Northwestern Mutual Wealth Management
Wisconsin
$16K +$16K +1,251 New
NSIM
153
North Star Investment Management
Illinois
$15K – – –
SMG
154
Spectrum Management Group
Indiana
$15K – – –
Bank of Montreal
155
Bank of Montreal
Ontario, Canada
$11K – – –
CG
156
Colony Group
Massachusetts
$10K – – –
APSP
157
Asset Planning Services (Pennsylvania)
Pennsylvania
$9K +$37 +3 +0.4%
VIA
158
Vantage Investment Advisors
Pennsylvania
$8K +$151 +12 +2%
JIC
159
Joel Isaacson & Co
New York
$8K +$8K +597 New
FNBT
160
FineMark National Bank & Trust
Florida
$7K +$972 +75 +16%
HCM
161
Horrell Capital Management
Arkansas
$6K +$4.53K +396 +307%
MFS
162
MSI Financial Services
Massachusetts
$4K -$17K -1,275 -81%
MWP
163
MYCIO Wealth Partners
Pennsylvania
$4K – – –
Simplex Trading
164
Simplex Trading
Illinois
$3K +$3K +249 New
BWA
165
Burt Wealth Advisors
Maryland
$2K – – –
BAM
166
Barrett Asset Management
New York
$2K – – –
ASN
167
Advisory Services Network
Georgia
$1K +$1K +69 New
PTCG
168
Pring Turner Capital Group
California
– -$3.6M -253,530 Closed
GCA
169
Greenwood Capital Associates
South Carolina
– -$2.37M -166,401 Closed
TFA
170
Transamerica Financial Advisors
Florida
– -$1.16M -81,249 Closed
ACM
171
Avalon Capital Management
California
– -$937K -65,913 Closed
TH
172
Timber Hill
Connecticut
– -$914K -64,311 Closed
SG Americas Securities
173
SG Americas Securities
New York
– -$498K -35,040 Closed
DAS
174
Dynamic Advisor Solutions
Arizona
– -$225K -15,852 Closed
Koshinski Asset Management
175
Koshinski Asset Management
Illinois
– -$215K -15,105 Closed
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