We are live on ! Find out more
SCHM icon

Schwab US Mid-Cap ETF
SCHM

307 hedge funds and large institutions have $1.17B invested in Schwab US Mid-Cap ETF in 2017 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 167 increasing their positions, 67 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

149% more repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 67

124% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 17

14% more funds holding in top 10

Funds holding in top 10: 35 → 40 (+5)

12% more capital invested

Capital invested by funds: $1.04B → $1.17B (+$128M)

7% more funds holding

Funds holding: 286 → 307 (+21)

4.03% more ownership

Funds ownership: 91.26% → 95.29% (+4%)

Holders
307
Holders Change
+21
Holders Change %
+7.34%
% of All Funds
7.65%
Holding in Top 10
40
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+14.29%
% of All Funds
1%
New
38
Increased
167
Reduced
67
Closed
17
Calls
$225K
Puts
–
Net Calls
+$225K
Net Calls Change
-$11K

Top Buyers

1
Financial Engines Advisors
Financial Engines Advisors
California
+$25.7M
2
AWMG
Alliance Wealth Management Group
New Jersey
+$6.43M
3
HSA
HBK Sorce Advisory
Pennsylvania
+$4.77M
4
AWM
Avior Wealth Management
Nebraska
+$4.71M
5
UCFA
United Capital Financial Advisors
Texas
+$3.86M

Top Sellers

1
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
-$12.4M
2
PFG
Piershale Financial Group
Illinois
-$7.33M
3
Creative Planning
Creative Planning
Kansas
-$5.22M
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.25M
5
JFG
JMG Financial Group
Illinois
-$2.29M
Name Holding Trade Value Shares
Change 		Change in
Stake
AA
126
Alesco Advisors
New York
$1.44M +$90K +5,535 +7%
WSTAM
127
Wilbanks Smith & Thomas Asset Management
Virginia
$1.42M +$2.29K +141 +0.2%
IF
128
Ironwood Financial
Arizona
$1.41M +$31K +1,908 +2%
BC
129
Barnett & Company
Tennessee
$1.41M +$407K +25,020 +42%
ICOA
130
Investment Centers of America
North Dakota
$1.41M -$89.6K -5,511 -6%
FC
131
FCA Corp
Texas
$1.38M +$117K +7,173 +9%
FA
132
Fagan Associates
New York
$1.37M +$33.1K +2,034 +3%
FBB
133
Fulton Breakefield Broenniman
Maryland
$1.35M +$86.4K +5,316 +7%
CFIA
134
Cantor Fitzgerald Investment Advisors
New York
$1.31M +$171K +10,500 +15%
FLPIM
135
F.L. Putnam Investment Management
Massachusetts
$1.3M +$1.27M +77,895 New
CCA
136
Clearwater Capital Advisors
Illinois
$1.3M +$73K +4,488 +6%
SIA
137
Starfire Investment Advisers
Michigan
$1.29M +$68.1K +4,191 +6%
KWM
138
Kingsview Wealth Management
Oregon
$1.29M -$178K -10,941 -12%
IAS
139
IMA Advisory Services
Colorado
$1.28M +$260K +16,020 +27%
OA
140
Opes Advisors
California
$1.26M +$75.4K +4,638 +7%
AG
141
Advisor Group
Arizona
$1.24M +$302K +18,564 +33%
AA
142
Advisory Alpha
Michigan
$1.19M +$1.12M +68,760 +9,795%
LBC
143
Lowe Brockenbrough & Co
Virginia
$1.18M +$21K +1,290 +2%
SIAS
144
Shine Investment Advisory Services
Colorado
$1.18M +$11.8K +726 +1%
MML Investors Services
145
MML Investors Services
Massachusetts
$1.08M +$386K +23,763 +58%
MWM
146
Meridian Wealth Management
Kentucky
$1.04M +$59.1K +3,633 +6%
MCM
147
Mengis Capital Management
Oregon
$987K +$18.6K +1,146 +2%
SFG
148
StrategIQ Financial Group
Indiana
$977K +$1.51K +93 +0.2%
DSN
149
D. Scott Neal
Kentucky
$977K +$424K +26,088 +80%
BC
150
Bartlett & Co
Ohio
$968K -$2.1K -129 -0.2%
4 5
6
7 8

SCHM Hedge Fund Activity: Q3 2017 in Review

307 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2017, worth a combined $1.17B — up 12% from $1.04B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SCHM positions and 17 closed out — a net gain of 21 holders — while 167 added to existing stakes and 67 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $25.7M. The largest seller was Legacy Wealth Management (Tennessee), cutting an estimated $12.4M.

  • 307 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2017, up from 286 in Q2 2017.
  • Funds reported $1.17B of Schwab US Mid-Cap ETF stock for Q3 2017, up 12% quarter-over-quarter.
  • 38 funds opened new Schwab US Mid-Cap ETF positions in Q3 2017 and 17 closed out, a net change of +21 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2017 was Financial Engines Advisors, an estimated $25.7M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2017 was Legacy Wealth Management (Tennessee), an estimated $12.4M sold.

Based on aggregated 13F filings for Q3 2017.