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Schwab US Mid-Cap ETF
SCHM

247 hedge funds and large institutions have $803M invested in Schwab US Mid-Cap ETF in 2016 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 117 increasing their positions, 57 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 14

105% more repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 57

16% more funds holding in top 10

Funds holding in top 10: 25 → 29 (+4)

16% more funds holding

Funds holding: 213 → 247 (+34)

8% more capital invested

Capital invested by funds: $744M → $803M (+$58.7M)

1.86% less ownership

Funds ownership: 87.55% → 85.7% (-1.9%)

Holders
247
Holders Change
+34
Holders Change %
+15.96%
% of All Funds
6.17%
Holding in Top 10
29
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+16%
% of All Funds
0.72%
New
49
Increased
117
Reduced
57
Closed
14
Calls
$1K
Puts
–
Net Calls
+$1K
Net Calls Change
+$1K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$15.3M
2
AB
AT Bancorp
Iowa
+$13.4M
3
CCM
CWH Capital Management
Washington
+$13.3M
4
SIC
Salem Investment Counselors
North Carolina
+$10.8M
5
ECML
Eagle Capital Management (Louisiana)
Louisiana
+$7.03M

Top Sellers

Rank Fund Capital Flow
1
FMP
Financial Management Professionals
Texas
-$44.7M
2
PFG
Piershale Financial Group
Illinois
-$28.5M
3
KP
Keel Point
Alabama
-$6.4M
4
LIM
Lathrop Investment Management
Arkansas
-$5.91M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$5.74M
Name Holding Trade Value Shares
Change 		Change in
Stake
MCM
126
Mengis Capital Management
Oregon
$792K +$216K +14,790 +39%
OA
127
Opes Advisors
California
$761K +$740K +50,586 New
PLFAM
128
Pineno Levin & Ford Asset Management
Virginia
$749K – – –
TH
129
Timber Hill
Connecticut
$741K -$851K -58,182 -54%
MWM
130
Meridian Wealth Management
Kentucky
$737K +$715K +48,891 New
GHA
131
GW Henssler & Associates
Georgia
$734K +$80.2K +5,481 +13%
TYCC
132
Texas Yale Capital Corp
Florida
$695K +$675K +46,158 New
LPIC
133
LeJeune Puetz Investment Counsel
Michigan
$695K +$676K +46,185 New
SFA
134
Sequoia Financial Advisors
Ohio
$682K +$30.3K +2,070 +5%
YMRC
135
Yorktown Management & Research Company
Virginia
$677K +$658K +45,000 New
RC
136
Roundview Capital
New Jersey
$672K +$272K +18,615 +71%
IFS
137
Ifrah Financial Services
Arkansas
$663K +$49.3K +3,369 +8%
APSP
138
Asset Planning Services (Pennsylvania)
Pennsylvania
$659K +$243K +16,641 +61%
RJA
139
Raymond James & Associates
Florida
$647K +$155K +10,563 +33%
SGAM
140
Steinberg Global Asset Management
Florida
$646K +$6.94K +474 +1%
MFS
141
MSI Financial Services
Massachusetts
$645K +$80.1K +5,475 +15%
PFM
142
Phillips Financial Management
Indiana
$612K +$42.7K +2,919 +8%
PWM
143
Perigon Wealth Management
California
$611K +$10.2K +696 +2%
FAM
144
Foothills Asset Management
Arizona
$607K +$590K +40,332 New
FMWA
145
Forvis Mazars Wealth Advisors
Missouri
$562K +$546K +37,326 New
BPM
146
Bowling Portfolio Management
Ohio
$557K +$18.4K +1,260 +4%
AIM
147
Avity Investment Management
Connecticut
$533K – – –
CCMW
148
Cypress Capital Management (Wyoming)
Wyoming
$526K +$507K +34,680 New
CWM
149
Confluence Wealth Management
Oregon
$493K -$105K -7,155 -18%
SSWM
150
Sheets Smith Wealth Management
North Carolina
$490K +$199K +13,611 +72%
4 5
6
7 8

SCHM Hedge Fund Activity: Q4 2016 in Review

247 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2016, worth a combined $803M — up 7.9% from $744M a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new SCHM positions and 14 closed out — a net gain of 35 holders — while 117 added to existing stakes and 57 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $15.3M. The largest seller was Financial Management Professionals, exiting entirely with an estimated $44.7M sold.

  • 247 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2016, up from 213 in Q3 2016.
  • Funds reported $803M of Schwab US Mid-Cap ETF stock for Q4 2016, up 7.9% quarter-over-quarter.
  • 49 funds opened new Schwab US Mid-Cap ETF positions in Q4 2016 and 14 closed out, a net change of +35 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2016 was Morgan Stanley, an estimated $15.3M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2016 was Financial Management Professionals, an estimated $44.7M sold.

Based on aggregated 13F filings for Q4 2016.