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Schwab US Mid-Cap ETF
SCHM

170 hedge funds and large institutions have $446M invested in Schwab US Mid-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 85 increasing their positions, 44 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 44

27% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 15

4.63% more ownership

Funds ownership: 68.86% → 73.48% (+4.6%)

2% more funds holding

Funds holding: 167 → 170 (+3)

4% more capital invested

Capital invested by funds: $431M → $446M (+$15.6M)

11% less funds holding in top 10

Funds holding in top 10: 18 → 16 (-2)

Holders
170
Holders Change
+3
Holders Change %
+1.8%
% of All Funds
4.75%
Holding in Top 10
16
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-11.11%
% of All Funds
0.45%
New
19
Increased
85
Reduced
44
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
+$14.6M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$13.2M
3
Wells Fargo
Wells Fargo
California
+$11.1M
4
Jane Street
Jane Street
New York
+$8.38M
5
BJ
Brouwer & Janachowski
California
+$7.15M

Top Sellers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$4.81M
2
PA
Planning Alternatives
Michigan
-$4.66M
3
PMG
ProVise Management Group
Florida
-$4.41M
4
PTCG
Pring Turner Capital Group
California
-$3.6M
5
SHJ
Sharkey, Howes & Javer
Colorado
-$2.75M
Name Holding Trade Value Shares
Change 		Change in
Stake
RPA
126
Rock Point Advisors
Vermont
$238K -$1.67K -120 -0.7%
PO
127
Private Ocean
California
$237K +$254K +18,306 New
SI
128
SII Investments
Wisconsin
$208K +$222K +15,966 New
CAM
129
Cubic Asset Management
Massachusetts
$202K – – –
RFA
130
Reilly Financial Advisors
California
$187K +$18K +1,293 +10%
JWA
131
JFS Wealth Advisors
Pennsylvania
$187K +$200K +14,400 New
KTC
132
Kistler-Tiffany Companies
Pennsylvania
$152K +$125 +9 +0.1%
WCM
133
Wealthcare Capital Management
Virginia
$142K – – –
Fifth Third Bancorp
134
Fifth Third Bancorp
Ohio
$140K – – –
S
135
SignatureFD
Georgia
$136K -$28.2K -2,034 -16%
HR
136
Howe & Rusling
New York
$117K – – –
KCPG
137
Kavar Capital Partners Group
Kansas
$90K -$87.1K -6,273 -45%
CCS
138
Crosspoint Capital Strategies
California
$86K -$5.96K -429 -6%
RCG
139
Ruggie Capital Group
Florida
$85K +$44.4K +3,198 +104%
CPIG
140
Chicago Partners Investment Group
Illinois
$75K +$1K +72 +1%
PAI
141
Pittenger & Anderson Inc
Nebraska
$63K +$4.58K +330 +7%
CDIA
142
Capital Directions Investment Advisors
Georgia
$57K – – –
ACM
143
Argentus Capital Management
Texas
$49K +$52.1K +3,750 New
FIB
144
First Interstate Bank
Montana
$46K +$49.4K +3,555 New
PFBT
145
Parkside Financial Bank & Trust
Missouri
$44K +$47.4K +3,414 New
WTB
146
Washington Trust Bank
Washington
$37K – – –
FPFS
147
First Personal Financial Services
North Carolina
$26K – – –
IWMPD
148
Integrated Wealth Management (Palm Desert)
California
$24K +$1.92K +138 +8%
TSW
149
Thompson Siegel & Walmsley
Virginia
$23K – – –
NFG
150
Next Financial Group
Texas
$21K – – –
4 5
6
7 8

SCHM Hedge Fund Activity: Q3 2015 in Review

170 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2015, worth a combined $446M — up 3.6% from $431M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SCHM positions and 15 closed out — a net gain of 4 holders — while 85 added to existing stakes and 44 trimmed.

The largest buyer was Legacy Wealth Management (Tennessee), adding an estimated $14.6M. The largest seller was Commonwealth Equity Services, cutting an estimated $4.81M.

  • 170 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2015, up from 167 in Q2 2015.
  • Funds reported $446M of Schwab US Mid-Cap ETF stock for Q3 2015, up 3.6% quarter-over-quarter.
  • 19 funds opened new Schwab US Mid-Cap ETF positions in Q3 2015 and 15 closed out, a net change of +4 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2015 was Legacy Wealth Management (Tennessee), an estimated $14.6M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2015 was Commonwealth Equity Services, an estimated $4.81M sold.

Based on aggregated 13F filings for Q3 2015.