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Schwab US Mid-Cap ETF

691 hedge funds and large institutions have $5.58B invested in Schwab US Mid-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 313 increasing their positions, 228 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 313 | Existing positions reduced: 228

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

22% more call options, than puts

Call options by funds: $1.17M | Put options by funds: $958K

1% less funds holding

Funds holding: 695691 (-4)

0.75% less ownership

Funds ownership: 172.51%171.76% (-0.75%)

1% less capital invested

Capital invested by funds: $5.64B → $5.58B (-$64M)

6% less funds holding in top 10

Funds holding in top 10: 9488 (-6)

Holders
691
Holders Change
-4
Holders Change %
-0.58%
% of All Funds
12.1%
Holding in Top 10
88
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-6.38%
% of All Funds
1.54%
New
36
Increased
313
Reduced
228
Closed
29
Calls
$1.17M
Puts
$958K
Net Calls
+$209K
Net Calls Change
-$44K
Name Holding Trade Value Shares
Change
Change in
Stake
NCMW
101
Northern Capital Management (Washington)
Washington
$10.6M -$162K -6,207 -1%
OWA
102
Opal Wealth Advisors
New York
$10.6M +$234K +8,949 +2%
PR
103
Payden & Rygel
California
$10.1M +$50.2K +1,920 +0.5%
KBFS
104
Kohmann Bosshard Financial Services
Ohio
$10M +$732K +28,032 +8%
MMA
105
Miracle Mile Advisors
California
$10M +$368K +14,094 +4%
IAS
106
IMA Advisory Services
Colorado
$9.99M -$20.5K -786 -0.2%
PFM
107
Peak Financial Management
Massachusetts
$9.86M +$100K +3,846 +1%
Koshinski Asset Management
108
Koshinski Asset Management
Illinois
$9.84M +$3.03M +115,872 +43%
SJIM
109
St. Johns Investment Management
Florida
$9.52M -$69.1K -2,646 -0.7%
JIC
110
Johnson Investment Counsel
Ohio
$9.31M +$384K +14,706 +4%
ACA
111
Affinity Capital Advisors
California
$9.21M -$37.2K -1,425 -0.4%
BFG
112
Berger Financial Group
Minnesota
$9.21M +$689K +26,379 +8%
LF
113
Lee Financial
Texas
$9.12M -$18.4K -705 -0.2%
MWP
114
Meridian Wealth Partners
Pennsylvania
$9.09M -$40.5K -1,551 -0.4%
PAI
115
Pittenger & Anderson Inc
Nebraska
$8.94M +$219K +8,376 +2%
CCA
116
Clearwater Capital Advisors
Illinois
$8.79M +$220K +8,439 +3%
APW
117
Aurora Private Wealth
New Jersey
$8.73M +$337K +12,888 +4%
ATWA
118
Arbor Trust Wealth Advisors
Michigan
$8.65M +$368K +14,103 +4%
EVM
119
Eaton Vance Management
Massachusetts
$8.55M -$41K -1,569 -0.5%
RRC
120
Relaxing Retirement Coach
Massachusetts
$8.38M -$148K -5,655 -2%
LCC
121
Lincoln Capital Corp
Rhode Island
$8.35M +$137K +5,244 +2%
LIM
122
Lathrop Investment Management
Arkansas
$8.27M -$554K -21,198 -6%
Jones Financial Companies
123
Jones Financial Companies
Missouri
$8.17M -$103K -3,960 -1%
SWA
124
Sightline Wealth Advisors
Connecticut
$8.09M -$41.9K -1,605 -0.5%
KF
125
Krilogy Financial
Missouri
$7.96M -$1.14M -43,512 -12%

SCHM Hedge Fund Activity: Q3 2021 in Review

691 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2021, worth a combined $5.58B — down 1.1% from $5.64B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 29 closed out — a net gain of 7 holders — while 313 added to existing stakes and 228 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $54.4M. The largest seller was Brookstone Capital Management, cutting an estimated $93.8M.

  • 691 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2021, down from 695 in Q2 2021.
  • Funds reported $5.58B of Schwab US Mid-Cap ETF stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q3 2021 and 29 closed out, a net change of +7 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2021 was Financial Engines Advisors, an estimated $54.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2021 was Brookstone Capital Management, an estimated $93.8M sold.

Based on aggregated 13F filings for Q3 2021.