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Schwab US Mid-Cap ETF

549 hedge funds and large institutions have $2.87B invested in Schwab US Mid-Cap ETF in 2019 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 263 increasing their positions, 185 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 25

42% more repeat investments, than reductions

Existing positions increased: 263 | Existing positions reduced: 185

9% more capital invested

Capital invested by funds: $2.64B → $2.87B (+$236M)

7.21% more ownership

Funds ownership: 127.22%134.43% (+7.2%)

2% more funds holding

Funds holding: 540549 (+9)

0% more funds holding in top 10

Funds holding in top 10: 7474 (0)

99% less call options, than puts

Call options by funds: $583K | Put options by funds: $47.4M

Holders
549
Holders Change
+9
Holders Change %
+1.67%
% of All Funds
12.04%
Holding in Top 10
74
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.62%
New
37
Increased
263
Reduced
185
Closed
25
Calls
$583K
Puts
$47.4M
Net Calls
-$46.8M
Net Calls Change
-$1.02M
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
101
Tradewinds Capital Management
Washington
$7.13M +$148K +7,815 +2%
ECM
102
Exchange Capital Management
Michigan
$7.06M +$26.2K +1,386 +0.4%
PFM
103
Peak Financial Management
Massachusetts
$6.95M +$125K +6,612 +2%
Baird Financial Group
104
Baird Financial Group
Wisconsin
$6.87M -$305K -16,134 -4%
CCA
105
Clearwater Capital Advisors
Illinois
$6.82M +$1.03M +54,258 +18%
JIC
106
Johnson Investment Counsel
Ohio
$6.78M -$43.4K -2,295 -0.6%
PAG
107
Private Advisor Group
New Jersey
$6.61M +$2.75M +145,515 +71%
EVM
108
Eaton Vance Management
Massachusetts
$6.5M +$17K +900 +0.3%
PAI
109
Pittenger & Anderson Inc
Nebraska
$6.44M -$9.8K -519 -0.2%
AG
110
Advisor Group
Arizona
$6.44M +$3.93M +208,107 +156%
BDF
111
Black Diamond Financial
Maryland
$6.37M +$772K +40,842 +14%
BSAM
112
Blue Square Asset Management
New York
$5.96M +$5.97M +316,173 New
KBFS
113
Kohmann Bosshard Financial Services
Ohio
$5.86M +$402K +21,303 +7%
RWA
114
Redhawk Wealth Advisors
Minnesota
$5.71M -$135K -7,149 -2%
AWM
115
Avior Wealth Management
Nebraska
$5.7M +$102K +5,376 +2%
IWMA
116
Ironwood Wealth Management (Arizona)
Arizona
$5.67M -$4.06M -215,148 -42%
TYCC
117
Texas Yale Capital Corp
Florida
$5.62M +$4.08K +216 +0.1%
MWM
118
MinichMacGregor Wealth Management
New York
$5.53M -$1.91M -101,343 -26%
CMP
119
Courage Miller Partners
Virginia
$5.46M -$453 -24 -0%
CCM
120
Colorado Capital Management
Colorado
$5.44M +$258K +13,653 +5%
NDSI
121
Newman Dignan & Sheerar Inc
Rhode Island
$5.35M -$429K -22,686 -7%
KF
122
Krilogy Financial
Missouri
$5.33M +$437K +23,127 +9%
DC
123
Davenport & Co
Virginia
$5.18M -$77K -4,074 -1%
MA
124
MCF Advisors
Kentucky
$5.14M +$218K +11,565 +4%
FVWA
125
Foster Victor Wealth Advisors
South Carolina
$5.09M +$1.05M +55,530 +25%

SCHM Hedge Fund Activity: Q3 2019 in Review

549 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2019, worth a combined $2.87B — up 8.9% from $2.64B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new SCHM positions and 25 closed out — a net gain of 12 holders — while 263 added to existing stakes and 185 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $107M. The largest seller was Morgan Stanley, cutting an estimated $31.8M.

  • 549 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2019, up from 540 in Q2 2019.
  • Funds reported $2.87B of Schwab US Mid-Cap ETF stock for Q3 2019, up 8.9% quarter-over-quarter.
  • 37 funds opened new Schwab US Mid-Cap ETF positions in Q3 2019 and 25 closed out, a net change of +12 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2019 was Envestnet Asset Management, an estimated $107M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2019 was Morgan Stanley, an estimated $31.8M sold.

Based on aggregated 13F filings for Q3 2019.