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Schwab US Mid-Cap ETF

206 hedge funds and large institutions have $628M invested in Schwab US Mid-Cap ETF in 2016 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 105 increasing their positions, 58 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more repeat investments, than reductions

Existing positions increased: 105 | Existing positions reduced: 58

40% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 15

20% more capital invested

Capital invested by funds: $524M → $628M (+$104M)

6.07% more ownership

Funds ownership: 77.77%83.84% (+6.1%)

2% more funds holding

Funds holding: 202206 (+4)

0% more funds holding in top 10

Funds holding in top 10: 2222 (0)

Holders
206
Holders Change
+4
Holders Change %
+1.98%
% of All Funds
5.5%
Holding in Top 10
22
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.59%
New
21
Increased
105
Reduced
58
Closed
15
Calls
$218K
Puts
Net Calls
+$218K
Net Calls Change
+$218K
Name Holding Trade Value Shares
Change
Change in
Stake
PLFAM
101
Pineno Levin & Ford Asset Management
Virginia
$706K +$48.8K +3,540 +8%
FA
102
Fagan Associates
New York
$695K +$30.4K +2,208 +5%
CCA
103
Clearwater Capital Advisors
Illinois
$672K +$663K +48,111 New
MIAN
104
Mariner Independent Advisor Network
Kansas
$661K -$101K -7,305 -13%
ACM
105
Argentus Capital Management
Texas
$646K -$227K -16,482 -26%
AIM
106
Avity Investment Management
Connecticut
$627K -$19.6K -1,425 -3%
BC
107
Bartlett & Co
Ohio
$627K +$10.8K +780 +2%
GHA
108
GW Henssler & Associates
Georgia
$598K -$72.7K -5,277 -11%
FC
109
FCA Corp
Texas
$587K +$146K +10,587 +34%
BFPW
110
BOK Financial Private Wealth
Colorado
$587K +$577K +41,883 New
SIA
111
Starfire Investment Advisers
Michigan
$579K +$94.2K +6,834 +20%
CWM
112
Confluence Wealth Management
Oregon
$565K +$19.6K +1,422 +4%
Millennium Management
113
Millennium Management
New York
$562K +$553K +40,098 New
IFS
114
Ifrah Financial Services
Arkansas
$551K -$5.09K -369 -0.9%
Brown Advisory
115
Brown Advisory
Maryland
$538K
Creative Planning
116
Creative Planning
Kansas
$531K +$301K +21,837 +136%
PFM
117
Phillips Financial Management
Indiana
$528K +$18.9K +1,368 +4%
SGAM
118
Steinberg Global Asset Management
Florida
$525K +$53.1K +3,855 +11%
PWM
119
Perigon Wealth Management
California
$523K +$24.7K +1,791 +5%
ACM
120
Armbruster Capital Management
New York
$514K -$11K -795 -2%
MCM
121
Mengis Capital Management
Oregon
$507K +$13.9K +1,011 +3%
BPM
122
Bowling Portfolio Management
Ohio
$506K -$8.27K -600 -2%
AIA
123
Allegis Investment Advisors
Idaho
$500K -$26K -1,887 -5%
SLF
124
Sun Life Financial
Ontario, Canada
$468K +$17.1K +1,242 +4%
AAS
125
Annex Advisory Services
Wisconsin
$466K -$1.24K -90 -0.3%

SCHM Hedge Fund Activity: Q2 2016 in Review

206 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q2 2016, worth a combined $628M — up 20% from $524M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SCHM positions and 15 closed out — a net gain of 6 holders — while 105 added to existing stakes and 58 trimmed.

The largest buyer was Piershale Financial Group, opening a new position worth an estimated $28.7M. The largest seller was LPL Financial, cutting an estimated $4.47M.

  • 206 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q2 2016, up from 202 in Q1 2016.
  • Funds reported $628M of Schwab US Mid-Cap ETF stock for Q2 2016, up 20% quarter-over-quarter.
  • 21 funds opened new Schwab US Mid-Cap ETF positions in Q2 2016 and 15 closed out, a net change of +6 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q2 2016 was Piershale Financial Group, an estimated $28.7M added.
  • The largest Schwab US Mid-Cap ETF seller in Q2 2016 was LPL Financial, an estimated $4.47M sold.

Based on aggregated 13F filings for Q2 2016.