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Schwab US Mid-Cap ETF

691 hedge funds and large institutions have $5.58B invested in Schwab US Mid-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 313 increasing their positions, 228 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 313 | Existing positions reduced: 228

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

22% more call options, than puts

Call options by funds: $1.17M | Put options by funds: $958K

1% less funds holding

Funds holding: 695691 (-4)

0.75% less ownership

Funds ownership: 172.51%171.76% (-0.75%)

1% less capital invested

Capital invested by funds: $5.64B → $5.58B (-$64M)

6% less funds holding in top 10

Funds holding in top 10: 9488 (-6)

Holders
691
Holders Change
-4
Holders Change %
-0.58%
% of All Funds
12.1%
Holding in Top 10
88
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-6.38%
% of All Funds
1.54%
New
36
Increased
313
Reduced
228
Closed
29
Calls
$1.17M
Puts
$958K
Net Calls
+$209K
Net Calls Change
-$44K
Name Holding Trade Value Shares
Change
Change in
Stake
HG
76
Harbor Group
New Hampshire
$14.5M -$584K -22,353 -4%
MFGP
77
Marshall Financial Group (Pennsylvania)
Pennsylvania
$14.4M +$204K +7,800 +1%
AAIM
78
Asset Advisors Investment Management
Georgia
$14.2M +$30.6K +1,170 +0.2%
OFG
79
Omega Financial Group
California
$14M -$1.23M -46,983 -8%
FWP
80
FAS Wealth Partners
Kansas
$13.6M +$341K +13,065 +3%
CFMC
81
Curbstone Financial Management Corp
New Hampshire
$13.6M +$61.3K +2,346 +0.4%
LFS
82
Lutz Financial Services
Nebraska
$13.5M +$769K +29,418 +6%
Truist Financial
83
Truist Financial
North Carolina
$13.4M +$97K +3,714 +0.7%
PIMG
84
Patriot Investment Management Group
Tennessee
$13.2M -$152K -5,805 -1%
IA
85
IFP Advisors
Florida
$13M +$618K +23,655 +5%
HNW
86
High Note Wealth
Minnesota
$12.8M +$162K +6,207 +1%
ODCM
87
Old Dominion Capital Management
Virginia
$12.8M +$93.9K +3,594 +0.7%
CWM
88
Curi Wealth Management
North Carolina
$12.7M +$2.52M +96,588 +24%
TSWM
89
Triangle Securities Wealth Management
North Carolina
$12.5M +$174K +6,675 +1%
JMPWA
90
JP Morgan Private Wealth Advisors
California
$12.4M +$766K +29,304 +6%
SFG
91
Sage Financial Group
Pennsylvania
$12.3M -$59K -2,259 -0.5%
PEA
92
Pacific Edge Advisors
California
$12.1M +$736K +28,170 +6%
Goldman Sachs
93
Goldman Sachs
New York
$11.9M -$1.01M -38,481 -8%
NCM
94
Northwest Capital Management
Oregon
$11.8M -$54K -2,067 -0.5%
AWM
95
Avior Wealth Management
Nebraska
$11.7M +$10.2M +391,230 +578%
FNC
96
First National Corp
Massachusetts
$11.7M +$237K +9,060 +2%
VNA
97
Valley National Advisers
Pennsylvania
$11.5M +$442K +16,908 +4%
CCFM
98
Clear Creek Financial Management
Washington
$11M -$2.02M -77,265 -15%
AWMG
99
Alliance Wealth Management Group
New Jersey
$10.7M +$212K +8,130 +2%
TCM
100
Towercrest Capital Management
Pennsylvania
$10.7M +$212K +8,130 +2%

SCHM Hedge Fund Activity: Q3 2021 in Review

691 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2021, worth a combined $5.58B — down 1.1% from $5.64B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 29 closed out — a net gain of 7 holders — while 313 added to existing stakes and 228 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $54.4M. The largest seller was Brookstone Capital Management, cutting an estimated $93.8M.

  • 691 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2021, down from 695 in Q2 2021.
  • Funds reported $5.58B of Schwab US Mid-Cap ETF stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q3 2021 and 29 closed out, a net change of +7 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2021 was Financial Engines Advisors, an estimated $54.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2021 was Brookstone Capital Management, an estimated $93.8M sold.

Based on aggregated 13F filings for Q3 2021.