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Schwab US Mid-Cap ETF
SCHM

195 hedge funds and large institutions have $507M invested in Schwab US Mid-Cap ETF in 2015 Q4 according to their latest regulatory filings, with 36 funds opening new positions, 86 increasing their positions, 56 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 9

54% more repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 56

31% more funds holding in top 10

Funds holding in top 10: 16 → 21 (+5)

15% more funds holding

Funds holding: 170 → 195 (+25)

14% more capital invested

Capital invested by funds: $446M → $507M (+$60.4M)

4.15% more ownership

Funds ownership: 73.48% → 77.63% (+4.1%)

Holders
195
Holders Change
+25
Holders Change %
+14.71%
% of All Funds
5.12%
Holding in Top 10
21
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+31.25%
% of All Funds
0.55%
New
36
Increased
86
Reduced
56
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FMP
Financial Management Professionals
Texas
+$14.4M
2
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
+$10.2M
3
BJ
Brouwer & Janachowski
California
+$4.93M
4
SI
SII Investments
Wisconsin
+$4.08M
5
LPL Financial
LPL Financial
California
+$3.54M

Top Sellers

1
PFG
Piershale Financial Group
Illinois
-$14.4M
2
Jane Street
Jane Street
New York
-$6.91M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$3.8M
4
Mariner
Mariner
Kansas
-$2.96M
5
TRCT
Tower Research Capital (TRC)
New York
-$2.44M
Name Holding Trade Value Shares
Change 		Change in
Stake
CA
76
Capital Advantage
California
$1.22M +$3.67K +270 +0.3%
KIA
77
KCM Investment Advisors
California
$1.15M -$1.04M -76,713 -47%
AMG
78
Asset Management Group
Connecticut
$1.09M +$512K +37,686 +85%
LTFS
79
Ladenburg Thalmann Financial Services
Florida
$1.09M +$56.8K +4,185 +5%
WSTAM
80
Wilbanks Smith & Thomas Asset Management
Virginia
$1.08M -$24.7K -1,821 -2%
HIC
81
Hartline Investment Corp
Illinois
$1.04M -$2.81K -207 -0.3%
SJIM
82
St. Johns Investment Management
Florida
$1.03M +$140K +10,305 +15%
Ameriprise
83
Ameriprise
Minnesota
$1.02M -$1.19M -87,348 -54%
IA
84
IFP Advisors
Florida
$1.01M +$1.03M +75,885 New
BW
85
Bison Wealth
Georgia
$1.01M +$401K +29,520 +64%
AA
86
Alesco Advisors
New York
$925K +$15.5K +1,143 +2%
MIAN
87
Mariner Independent Advisor Network
Kansas
$900K +$133K +9,804 +17%
SLF
88
Sun Life Financial
Ontario, Canada
$859K +$874K +64,350 New
MA
89
MCF Advisors
Kentucky
$818K +$16.8K +1,236 +2%
SA
90
Strategic Advisors
New York
$803K -$11.4K -840 -1%
AFG
91
Arkansas Financial Group
Arkansas
$756K -$5.09K -375 -0.7%
AIM
92
Avity Investment Management
Connecticut
$726K -$12.2K -900 -2%
Bank of America
93
Bank of America
North Carolina
$720K -$87.5K -6,444 -11%
PAG
94
Private Advisor Group
New Jersey
$659K +$15.3K +1,128 +2%
GHA
95
GW Henssler & Associates
Georgia
$650K -$105K -7,731 -14%
PLFAM
96
Pineno Levin & Ford Asset Management
Virginia
$645K – – –
BC
97
Bartlett & Co
Ohio
$631K +$64.7K +4,767 +11%
MCM
98
Mengis Capital Management
Oregon
$630K +$81 +6 +0%
BCI
99
Brinker Capital Investments
Pennsylvania
$617K -$1.13M -83,376 -64%
AIG
100
American International Group
New York
$581K +$14K +1,032 +2%
2 3
4
5 6

SCHM Hedge Fund Activity: Q4 2015 in Review

195 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2015, worth a combined $507M — up 14% from $446M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 9 closed out — a net gain of 27 holders — while 86 added to existing stakes and 56 trimmed.

The largest buyer was Financial Management Professionals, opening a new position worth an estimated $14.4M. The largest seller was Piershale Financial Group, exiting entirely with an estimated $14.4M sold.

  • 195 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2015, up from 170 in Q3 2015.
  • Funds reported $507M of Schwab US Mid-Cap ETF stock for Q4 2015, up 14% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q4 2015 and 9 closed out, a net change of +27 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2015 was Financial Management Professionals, an estimated $14.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2015 was Piershale Financial Group, an estimated $14.4M sold.

Based on aggregated 13F filings for Q4 2015.