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Schwab US Mid-Cap ETF

100 hedge funds and large institutions have $189M invested in Schwab US Mid-Cap ETF in 2014 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 58 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

260% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 5

222% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 18

41% more capital invested

Capital invested by funds: $134M → $189M (+$55.4M)

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

15% more funds holding

Funds holding: 87100 (+13)

6.54% more ownership

Funds ownership: 47.26%53.8% (+6.5%)

Holders
100
Holders Change
+13
Holders Change %
+14.94%
% of All Funds
2.89%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.26%
New
18
Increased
58
Reduced
18
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GCA
76
Greenwood Capital Associates
South Carolina
$229K +$225K +17,805 New
RPGK
77
Retirement Planning Group (Kansas)
Kansas
$219K -$12.2K -966 -5%
FMWA
78
Forvis Mazars Wealth Advisors
Missouri
$211K -$12.3K -975 -6%
LTFS
79
Ladenburg Thalmann Financial Services
Florida
$211K +$35.5K +2,817 +21%
CAM
80
Cubic Asset Management
Massachusetts
$201K -$13.2K -1,050 -6%
WCM
81
Wealthcare Capital Management
Virginia
$164K +$161K +12,750 New
Bank of America
82
Bank of America
North Carolina
$131K +$112K +8,865 +663%
S
83
SignatureFD
Georgia
$81K +$5.83K +462 +8%
BC
84
Bartlett & Co
Ohio
$80K
CDIA
85
Capital Directions Investment Advisors
Georgia
$76K -$3.33K -264 -4%
Royal Bank of Canada
86
Royal Bank of Canada
Ontario, Canada
$51K -$1.59M -126,423 -97%
MCM
87
Manchester Capital Management
Vermont
$45K +$1.17K +93 +3%
Bank of Montreal
88
Bank of Montreal
Ontario, Canada
$45K +$44K +3,486 New
MA
89
MCF Advisors
Kentucky
$43K +$23.6K +1,872 +125%
HR
90
Howe & Rusling
New York
$39K +$37.8K +3,000 New
AIG
91
American International Group
New York
$38.3K +$7.23K +573 +24%
WA
92
WFG Advisors
Texas
$31K +$114 +9 +0.4%
WTB
93
Washington Trust Bank
Washington
$30K +$29.1K +2,310 New
TF
94
Trutina Financial
Washington
$30K +$29.5K +2,337 New
NSIM
95
North Star Investment Management
Illinois
$15K +$14.9K +1,185 New
MFS
96
MSI Financial Services
Massachusetts
$10K +$3.79K +300 +67%
WAM
97
Wallington Asset Management
Indiana
$8K +$7.57K +600 New
PFA
98
Paradigm Financial Advisors
Missouri
$6K
VIA
99
Vantage Investment Advisors
Pennsylvania
$3K +$1.89K +150 +200%
Mariner
100
Mariner
Kansas
-$4.38M -350,493 Closed

SCHM Hedge Fund Activity: Q1 2014 in Review

100 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q1 2014, worth a combined $189M — up 41% from $134M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new SCHM positions and 5 closed out — a net gain of 13 holders — while 58 added to existing stakes and 18 trimmed.

The largest buyer was Financial Management Professionals, opening a new position worth an estimated $23.3M. The largest seller was Mariner, exiting entirely with an estimated $4.38M sold.

  • 100 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q1 2014, up from 87 in Q4 2013.
  • Funds reported $189M of Schwab US Mid-Cap ETF stock for Q1 2014, up 41% quarter-over-quarter.
  • 18 funds opened new Schwab US Mid-Cap ETF positions in Q1 2014 and 5 closed out, a net change of +13 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q1 2014 was Financial Management Professionals, an estimated $23.3M added.
  • The largest Schwab US Mid-Cap ETF seller in Q1 2014 was Mariner, an estimated $4.38M sold.

Based on aggregated 13F filings for Q1 2014.