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Schwab US Mid-Cap ETF
SCHM

776 hedge funds and large institutions have $6.18B invested in Schwab US Mid-Cap ETF in 2023 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 304 increasing their positions, 302 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

8,407% more call options, than puts

Call options by funds: $1.19M | Put options by funds: $14K

4% more funds holding in top 10

Funds holding in top 10: 78 → 81 (+3)

3.53% more ownership

Funds ownership: 192.39% → 195.92% (+3.5%)

8% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 38

1% more repeat investments, than reductions

Existing positions increased: 304 | Existing positions reduced: 302

1% less funds holding

Funds holding: 782 → 776 (-6)

1% less capital invested

Capital invested by funds: $6.28B → $6.18B (-$93.1M)

Holders
776
Holders Change
-6
Holders Change %
-0.77%
% of All Funds
12.32%
Holding in Top 10
81
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+3.85%
% of All Funds
1.29%
New
41
Increased
304
Reduced
302
Closed
38
Calls
$1.19M
Puts
$14K
Net Calls
+$1.18M
Net Calls Change
+$507K

Top Buyers

Rank Fund Capital Flow
1
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$151M
2
Financial Engines Advisors
Financial Engines Advisors
California
+$122M
3
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$16.9M
4
SIS
Strategic Investment Solutions
Illinois
+$16.6M
5
Lido Advisors
Lido Advisors
California
+$13.9M

Top Sellers

Rank Fund Capital Flow
1
GI
Gradient Investments
Minnesota
-$69.7M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$7.12M
3
PA
Procyon Advisors
Connecticut
-$5.54M
4
RCA
Reitz Capital Advisors
Michigan
-$5.49M
5
PIMG
Patriot Investment Management Group
Tennessee
-$5.25M
Name Holding Trade Value Shares
Change 		Change in
Stake
JFG
751
JDM Financial Group
Texas
$10.8K – – –
ME
752
McIlrath & Eck
Washington
$10.4K – – –
HCM
753
Horrell Capital Management
Arkansas
$8K – – –
AAP
754
Arax Advisory Partners
Colorado
$7.46K -$7.82K -330 -50%
SL
755
Salomon & Ludwin
Virginia
$6.97K +$7.32K +309 New
IFAM
756
Institutional & Family Asset Management
Colorado
$4.87K – – –
PIP
757
Peachtree Investment Partners
Florida
$4.82K – – –
APW
758
Atlantic Private Wealth
North Carolina
$4.78K +$71 +3 +1%
CAS
759
Coppell Advisory Solutions
Texas
$4.72K – – –
GI
760
GS Investments
Minnesota
$4.72K – – –
BAM
761
Bellevue Asset Management
Washington
$4.6K – – –
EL
762
EMFO LLC
Florida
$3.95K – – –
MAWA
763
Moss Adams Wealth Advisors
Washington
$3.92K +$4.12K +174 New
CPG
764
Cornerstone Planning Group
New Jersey
$3.59K – – –
NC
765
NewSquare Capital
Pennsylvania
$3.52K -$29.7K -1,254 -89%
JWM
766
Janiczek Wealth Management
Colorado
$2.65K – – –
EK
767
Evensky & Katz
Florida
$2K -$355 -15 -18%
HFS
768
Hantz Financial Services
Michigan
$2K – – –
Russell Investments Group
769
Russell Investments Group
United Kingdom
$1.78K – – –
AIC
770
Archer Investment Corporation
Indiana
$1.35K – – –
HDIM
771
Hanson & Doremus Investment Management
Vermont
$1K – – –
JFA
772
JNBA Financial Advisors
Minnesota
$948 – – –
AWM
773
Abound Wealth Management
Tennessee
$727 – – –
GWSG
774
GPS Wealth Strategies Group
Colorado
$677 – – –
AWA
775
Alaska Wealth Advisors
Alaska
$203 – – –
29 30
31
32 33

SCHM Hedge Fund Activity: Q3 2023 in Review

776 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2023, worth a combined $6.18B — down 1.5% from $6.28B a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new SCHM positions and 38 closed out — a net gain of 3 holders — while 304 added to existing stakes and 302 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $151M. The largest seller was Gradient Investments, cutting an estimated $69.7M.

  • 776 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2023, down from 782 in Q2 2023.
  • Funds reported $6.18B of Schwab US Mid-Cap ETF stock for Q3 2023, down 1.5% quarter-over-quarter.
  • 41 funds opened new Schwab US Mid-Cap ETF positions in Q3 2023 and 38 closed out, a net change of +3 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2023 was Wealth Enhancement Advisory Services, an estimated $151M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2023 was Gradient Investments, an estimated $69.7M sold.

Based on aggregated 13F filings for Q3 2023.