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Schwab US Mid-Cap ETF
SCHM

213 hedge funds and large institutions have $744M invested in Schwab US Mid-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 111 increasing their positions, 54 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more repeat investments, than reductions

Existing positions increased: 111 | Existing positions reduced: 54

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

19% more capital invested

Capital invested by funds: $628M → $744M (+$117M)

14% more funds holding in top 10

Funds holding in top 10: 22 → 25 (+3)

3.71% more ownership

Funds ownership: 83.84% → 87.55% (+3.7%)

3% more funds holding

Funds holding: 206 → 213 (+7)

Holders
213
Holders Change
+7
Holders Change %
+3.4%
% of All Funds
5.68%
Holding in Top 10
25
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+13.64%
% of All Funds
0.67%
New
20
Increased
111
Reduced
54
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HSA
HBK Sorce Advisory
Pennsylvania
+$27.5M
2
AB
AT Bancorp
Iowa
+$17.2M
3
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
+$10.3M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$7.66M
5
LIM
Lathrop Investment Management
Arkansas
+$5.82M

Top Sellers

Rank Fund Capital Flow
1
SIC
Salem Investment Counselors
North Carolina
-$10.1M
2
Jane Street
Jane Street
New York
-$4.75M
3
Goldman Sachs
Goldman Sachs
New York
-$2.39M
4
KF
Krilogy Financial
Missouri
-$2.02M
5
FWM
Frontier Wealth Management
Missouri
-$1.64M
Name Holding Trade Value Shares
Change 		Change in
Stake
TCM
51
Tradewinds Capital Management
Washington
$3.51M +$8.85K +612 +0.3%
NDSI
52
Newman Dignan & Sheerar Inc
Rhode Island
$3.46M +$74.9K +5,178 +2%
KF
53
Krilogy Financial
Missouri
$3.43M -$2.02M -139,359 -37%
OCM
54
One Capital Management
California
$3.32M +$330K +22,833 +11%
CMP
55
Courage Miller Partners
Virginia
$3.1M +$70.2K +4,857 +2%
RWM
56
RKL Wealth Management
Pennsylvania
$2.98M -$115K -7,968 -4%
JWS
57
Juncture Wealth Strategies
Arizona
$2.9M +$372K +25,743 +15%
CFA
58
Cahill Financial Advisors
Minnesota
$2.63M +$26.5K +1,833 +1%
CCM
59
CWH Capital Management
Washington
$2.6M -$1.54M -106,461 -37%
BSB
60
Bangor Savings Bank
Maine
$2.52M +$152K +10,527 +6%
CCM
61
Colorado Capital Management
Colorado
$2.44M +$365K +25,206 +18%
AFG
62
Albion Financial Group
Utah
$2.4M +$154K +10,671 +7%
CCM
63
Condor Capital Management
New Jersey
$2.34M -$10K -693 -0.4%
BA
64
Bristlecone Advisors
Washington
$2.33M +$122K +8,442 +6%
Susquehanna International Group
65
Susquehanna International Group
Pennsylvania
$2.27M +$1.18M +81,390 +108%
BCMO
66
Buckingham Capital Management (Ohio)
Ohio
$2.23M +$183K +12,672 +9%
LTFS
67
Ladenburg Thalmann Financial Services
Florida
$2.23M +$192K +13,302 +9%
Commonwealth Equity Services
68
Commonwealth Equity Services
Massachusetts
$2.2M -$88.7K -6,135 -4%
Goldman Sachs
69
Goldman Sachs
New York
$2.18M -$2.39M -165,393 -52%
BWM
70
BerganKDV Wealth Management
Minnesota
$2.15M -$952K -65,850 -31%
MWAC
71
Mariner Wealth Advisors (Cincinnati)
Ohio
$2.09M -$323K -22,365 -13%
Envestnet Asset Management
72
Envestnet Asset Management
Illinois
$2.08M +$174K +12,039 +9%
AMG
73
Asset Management Group
Connecticut
$1.96M +$387K +26,775 +25%
TW
74
Transform Wealth
Colorado
$1.87M -$6.68K -462 -0.4%
GC
75
Grimes & Company
Massachusetts
$1.71M +$73.5K +5,085 +4%
1 2
3
4 5

SCHM Hedge Fund Activity: Q3 2016 in Review

213 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2016, worth a combined $744M — up 19% from $628M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHM positions and 11 closed out — a net gain of 9 holders — while 111 added to existing stakes and 54 trimmed.

The largest buyer was HBK Sorce Advisory, adding an estimated $27.5M. The largest seller was Salem Investment Counselors, exiting entirely with an estimated $10.1M sold.

  • 213 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2016, up from 206 in Q2 2016.
  • Funds reported $744M of Schwab US Mid-Cap ETF stock for Q3 2016, up 19% quarter-over-quarter.
  • 20 funds opened new Schwab US Mid-Cap ETF positions in Q3 2016 and 11 closed out, a net change of +9 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2016 was HBK Sorce Advisory, an estimated $27.5M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2016 was Salem Investment Counselors, an estimated $10.1M sold.

Based on aggregated 13F filings for Q3 2016.