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Schwab US Mid-Cap ETF
SCHM

195 hedge funds and large institutions have $507M invested in Schwab US Mid-Cap ETF in 2015 Q4 according to their latest regulatory filings, with 36 funds opening new positions, 86 increasing their positions, 56 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 9

54% more repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 56

31% more funds holding in top 10

Funds holding in top 10: 16 → 21 (+5)

15% more funds holding

Funds holding: 170 → 195 (+25)

14% more capital invested

Capital invested by funds: $446M → $507M (+$60.4M)

4.15% more ownership

Funds ownership: 73.48% → 77.63% (+4.1%)

Holders
195
Holders Change
+25
Holders Change %
+14.71%
% of All Funds
5.12%
Holding in Top 10
21
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+31.25%
% of All Funds
0.55%
New
36
Increased
86
Reduced
56
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FMP
Financial Management Professionals
Texas
+$14.4M
2
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
+$10.2M
3
BJ
Brouwer & Janachowski
California
+$4.93M
4
SI
SII Investments
Wisconsin
+$4.08M
5
LPL Financial
LPL Financial
California
+$3.54M

Top Sellers

1
PFG
Piershale Financial Group
Illinois
-$14.4M
2
Jane Street
Jane Street
New York
-$6.91M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$3.8M
4
Mariner
Mariner
Kansas
-$2.96M
5
TRCT
Tower Research Capital (TRC)
New York
-$2.44M
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
51
UBS Group
Switzerland
$2.9M -$35.9K -2,643 -1%
EWA
52
EP Wealth Advisors
California
$2.81M +$2.86M +210,378 New
Royal Bank of Canada
53
Royal Bank of Canada
Ontario, Canada
$2.77M +$2.47M +182,196 +718%
CMP
54
Courage Miller Partners
Virginia
$2.73M +$223K +16,410 +9%
MWAC
55
Mariner Wealth Advisors (Cincinnati)
Ohio
$2.58M +$2.62M +193,038 New
OCM
56
One Capital Management
California
$2.54M -$5.21K -384 -0.2%
SFG
57
Sage Financial Group
Pennsylvania
$2.52M +$1.01M +74,460 +65%
EMA
58
Efficient Market Advisors
California
$2.44M +$2M +147,513 +424%
BSB
59
Bangor Savings Bank
Maine
$2.41M -$76.6K -5,637 -3%
CCM
60
Condor Capital Management
New Jersey
$2.27M +$14.5K +1,071 +0.6%
Cambridge Investment Research Advisors
61
Cambridge Investment Research Advisors
Iowa
$2.2M -$3.8M -279,960 -63%
AFG
62
Albion Financial Group
Utah
$2.13M -$30.1K -2,217 -1%
Citigroup
63
Citigroup
New York
$2.08M -$156K -11,514 -7%
SFWA
64
Summit Financial Wealth Advisors
Louisiana
$2.08M +$2.11M +155,355 New
Goldman Sachs
65
Goldman Sachs
New York
$2.02M -$367 -27 -0%
CFA
66
Cahill Financial Advisors
Minnesota
$1.77M +$47K +3,459 +3%
CK
67
Carnick & Kubik
Colorado
$1.67M +$196K +14,445 +13%
NDSI
68
Newman Dignan & Sheerar Inc
Rhode Island
$1.61M +$82.7K +6,090 +5%
Jane Street
69
Jane Street
New York
$1.6M -$6.91M -508,668 -81%
SWM
70
Stockman Wealth Management
Montana
$1.54M +$13.4K +987 +0.9%
BBPWM
71
Blue Bell Private Wealth Management
Pennsylvania
$1.43M -$76.2K -5,610 -5%
Susquehanna International Group
72
Susquehanna International Group
Pennsylvania
$1.4M +$576K +42,390 +68%
FWM
73
Frontier Wealth Management
Missouri
$1.38M -$30.9K -2,277 -2%
VC
74
Vicus Capital
Pennsylvania
$1.29M +$466K +34,281 +55%
LYV
75
Live Your Vision
Pennsylvania
$1.25M +$62.9K +4,629 +5%
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3
4 5

SCHM Hedge Fund Activity: Q4 2015 in Review

195 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2015, worth a combined $507M — up 14% from $446M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 9 closed out — a net gain of 27 holders — while 86 added to existing stakes and 56 trimmed.

The largest buyer was Financial Management Professionals, opening a new position worth an estimated $14.4M. The largest seller was Piershale Financial Group, exiting entirely with an estimated $14.4M sold.

  • 195 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2015, up from 170 in Q3 2015.
  • Funds reported $507M of Schwab US Mid-Cap ETF stock for Q4 2015, up 14% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q4 2015 and 9 closed out, a net change of +27 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2015 was Financial Management Professionals, an estimated $14.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2015 was Piershale Financial Group, an estimated $14.4M sold.

Based on aggregated 13F filings for Q4 2015.