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Schwab US Mid-Cap ETF
SCHM

170 hedge funds and large institutions have $446M invested in Schwab US Mid-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 85 increasing their positions, 44 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 44

27% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 15

4.63% more ownership

Funds ownership: 68.86% → 73.48% (+4.6%)

2% more funds holding

Funds holding: 167 → 170 (+3)

4% more capital invested

Capital invested by funds: $431M → $446M (+$15.6M)

11% less funds holding in top 10

Funds holding in top 10: 18 → 16 (-2)

Holders
170
Holders Change
+3
Holders Change %
+1.8%
% of All Funds
4.75%
Holding in Top 10
16
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-11.11%
% of All Funds
0.45%
New
19
Increased
85
Reduced
44
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
+$14.6M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$13.2M
3
Wells Fargo
Wells Fargo
California
+$11.1M
4
Jane Street
Jane Street
New York
+$8.38M
5
BJ
Brouwer & Janachowski
California
+$7.15M

Top Sellers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$4.81M
2
PA
Planning Alternatives
Michigan
-$4.66M
3
PMG
ProVise Management Group
Florida
-$4.41M
4
PTCG
Pring Turner Capital Group
California
-$3.6M
5
SHJ
Sharkey, Howes & Javer
Colorado
-$2.75M
Name Holding Trade Value Shares
Change 		Change in
Stake
CMP
51
Courage Miller Partners
Virginia
$2.44M +$49.9K +3,591 +2%
BSB
52
Bangor Savings Bank
Maine
$2.42M +$109K +7,863 +4%
CCM
53
Condor Capital Management
New Jersey
$2.19M -$23.4K -1,686 -1%
Citigroup
54
Citigroup
New York
$2.17M +$186K +13,413 +9%
VC
55
Vicus Capital
Pennsylvania
$2.12M -$47.6K -3,426 -5%
KIA
56
KCM Investment Advisors
California
$2.11M +$190K +13,716 +9%
AFG
57
Albion Financial Group
Utah
$2.1M +$2.24M +161,610 New
Ameriprise
58
Ameriprise
Minnesota
$2.07M +$340K +24,462 +18%
SAM
59
Summit Asset Management
Tennessee
$2.04M +$387K +27,855 +22%
Goldman Sachs
60
Goldman Sachs
New York
$1.96M +$2.09M +150,873 New
KF
61
Krilogy Financial
Missouri
$1.9M +$2.03M +146,142 New
CFMC
62
Curbstone Financial Management Corp
New Hampshire
$1.82M +$210K +15,105 +12%
BCI
63
Brinker Capital Investments
Pennsylvania
$1.68M +$213K +15,339 +13%
CFA
64
Cahill Financial Advisors
Minnesota
$1.68M +$22.9K +1,650 +1%
GWM
65
Gupta Wealth Management
California
$1.68M +$465K +33,501 +35%
Commonwealth Equity Services
66
Commonwealth Equity Services
Massachusetts
$1.57M -$4.81M -346,383 -74%
SFG
67
Sage Financial Group
Pennsylvania
$1.49M +$824K +59,361 +107%
NDSI
68
Newman Dignan & Sheerar Inc
Rhode Island
$1.49M +$53.8K +3,873 +4%
SWM
69
Stockman Wealth Management
Montana
$1.48M +$73K +5,259 +5%
BBPWM
70
Blue Bell Private Wealth Management
Pennsylvania
$1.46M -$81.8K -5,895 -5%
CK
71
Carnick & Kubik
Colorado
$1.44M +$1.54M +110,802 New
FWM
72
Frontier Wealth Management
Missouri
$1.37M +$3.42K +246 +0.2%
CA
73
Capital Advantage
California
$1.18M +$315K +22,692 +33%
LYV
74
Live Your Vision
Pennsylvania
$1.15M +$175K +12,603 +17%
MCC
75
Mid Continent Capital
Illinois
$1.09M -$405K -29,145 -26%
1 2
3
4 5

SCHM Hedge Fund Activity: Q3 2015 in Review

170 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2015, worth a combined $446M — up 3.6% from $431M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SCHM positions and 15 closed out — a net gain of 4 holders — while 85 added to existing stakes and 44 trimmed.

The largest buyer was Legacy Wealth Management (Tennessee), adding an estimated $14.6M. The largest seller was Commonwealth Equity Services, cutting an estimated $4.81M.

  • 170 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2015, up from 167 in Q2 2015.
  • Funds reported $446M of Schwab US Mid-Cap ETF stock for Q3 2015, up 3.6% quarter-over-quarter.
  • 19 funds opened new Schwab US Mid-Cap ETF positions in Q3 2015 and 15 closed out, a net change of +4 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2015 was Legacy Wealth Management (Tennessee), an estimated $14.6M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2015 was Commonwealth Equity Services, an estimated $4.81M sold.

Based on aggregated 13F filings for Q3 2015.