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Schwab US Mid-Cap ETF
SCHM

624 hedge funds and large institutions have $3.2B invested in Schwab US Mid-Cap ETF in 2019 Q4 according to their latest regulatory filings, with 108 funds opening new positions, 271 increasing their positions, 176 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 108 | Existing positions closed: 24

54% more repeat investments, than reductions

Existing positions increased: 271 | Existing positions reduced: 176

14% more funds holding

Funds holding: 549 → 624 (+75)

12% more funds holding in top 10

Funds holding in top 10: 74 → 83 (+9)

11% more capital invested

Capital invested by funds: $2.87B → $3.2B (+$329M)

5.77% more ownership

Funds ownership: 134.43% → 140.21% (+5.8%)

99% less call options, than puts

Call options by funds: $269K | Put options by funds: $48.4M

Holders
624
Holders Change
+75
Holders Change %
+13.66%
% of All Funds
12.3%
Holding in Top 10
83
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+12.16%
% of All Funds
1.64%
New
108
Increased
271
Reduced
176
Closed
24
Calls
$269K
Puts
$48.4M
Net Calls
-$48.1M
Net Calls Change
-$1.34M

Top Buyers

Rank Fund Capital Flow
1
FI
FormulaFolio Investments
Michigan
+$43.3M
2
PCIA
Prime Capital Investment Advisors
Kansas
+$37.3M
3
FMP
Financial Management Professionals
Texas
+$13.7M
4
Financial Engines Advisors
Financial Engines Advisors
California
+$11.8M
5
CAN
Cetera Advisor Networks
California
+$11.4M

Top Sellers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$105M
2
HI
Horizon Investments
North Carolina
-$69.3M
3
PI
PFS Investments
Georgia
-$27.3M
4
MCIA
Mountain Capital Investment Advisors
Colorado
-$8.2M
5
UWM
USAdvisors Wealth Management
Minnesota
-$7.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
GI
601
Gradient Investments
Minnesota
$8K – – –
WEC
602
Winslow Evans & Crocker
Massachusetts
$8K – – –
FCM
603
Firestone Capital Management
Florida
$8K +$7.32K +378 New
HCM
604
Horrell Capital Management
Arkansas
$7K – – –
LFG
605
Larson Financial Group
Missouri
$6K – – –
SMG
606
Spectrum Management Group
Indiana
$6K – – –
NDSI
607
Newman Dignan & Sheerar Inc
Rhode Island
$5.81K +$110K +5,664 +2%
BAM
608
Barrett Asset Management
New York
$5K – – –
BEI
609
Benjamin Edwards Inc
Missouri
$5K – – –
CAAS
610
Capital Asset Advisory Services
Michigan
$5K +$4.47K +231 New
IA
611
Independence Advisors
Pennsylvania
$5K +$5.23K +270 New
BWA
612
Burt Wealth Advisors
Maryland
$4K – – –
IFWM
613
Institute for Wealth Management
Colorado
$4K +$3.66K +189 New
DTIM
614
Danda Trouve Investment Management
Kansas
$4K +$3.83K +198 New
GI
615
GS Investments
Minnesota
$3.84K +$174 +9 +4%
KC
616
Knuff & Co
California
$3K – – –
QCMNJ
617
Quantum Capital Management (New Jersey)
New Jersey
$3K – – –
TCOV
618
Trust Company of Vermont
Vermont
$3K – – –
Fifth Third Bancorp
619
Fifth Third Bancorp
Ohio
$2K – – –
SFSG
620
Stearns Financial Services Group
North Carolina
$2K +$58 +3 +3%
DI
621
Disciplined Investments
Oklahoma
$2K +$1.51K +78 New
CP
622
Corbenic Partners
Pennsylvania
$2K +$1.63K +84 New
SMFS
623
Squar Milner Financial Services
California
$2K +$2.38K +123 New
RBC
624
Roble Belko & Company
Pennsylvania
$1K -$5.23K -270 -80%
PGAM
625
Princeton Global Asset Management
New Jersey
$750 +$49.4K +2,553 +7%
22 23 24
25
26

SCHM Hedge Fund Activity: Q4 2019 in Review

624 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2019, worth a combined $3.2B — up 11% from $2.87B a quarter earlier.

Buyers outnumbered sellers: 108 funds opened new SCHM positions and 24 closed out — a net gain of 84 holders — while 271 added to existing stakes and 176 trimmed.

The largest buyer was FormulaFolio Investments, adding an estimated $43.3M. The largest seller was Envestnet Asset Management, cutting an estimated $105M.

  • 624 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2019, up from 549 in Q3 2019.
  • Funds reported $3.2B of Schwab US Mid-Cap ETF stock for Q4 2019, up 11% quarter-over-quarter.
  • 108 funds opened new Schwab US Mid-Cap ETF positions in Q4 2019 and 24 closed out, a net change of +84 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2019 was FormulaFolio Investments, an estimated $43.3M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2019 was Envestnet Asset Management, an estimated $105M sold.

Based on aggregated 13F filings for Q4 2019.