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Schwab US Mid-Cap ETF

691 hedge funds and large institutions have $5.58B invested in Schwab US Mid-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 313 increasing their positions, 228 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 313 | Existing positions reduced: 228

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

22% more call options, than puts

Call options by funds: $1.17M | Put options by funds: $958K

1% less funds holding

Funds holding: 695691 (-4)

0.75% less ownership

Funds ownership: 172.51%171.76% (-0.75%)

1% less capital invested

Capital invested by funds: $5.64B → $5.58B (-$64M)

6% less funds holding in top 10

Funds holding in top 10: 9488 (-6)

Holders
691
Holders Change
-4
Holders Change %
-0.58%
% of All Funds
12.1%
Holding in Top 10
88
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-6.38%
% of All Funds
1.54%
New
36
Increased
313
Reduced
228
Closed
29
Calls
$1.17M
Puts
$958K
Net Calls
+$209K
Net Calls Change
-$44K
Name Holding Trade Value Shares
Change
Change in
Stake
VBFP
576
Valtinson Bruner Financial Planning
Minnesota
$215K
OIA
577
Optimum Investment Advisors
Illinois
$215K +$34.9K +1,335 +19%
CFGS
578
Concourse Financial Group Securities
Alabama
$211K +$40.1K +1,536 +23%
AC
579
AWM Capital
Arizona
$209K +$199K +7,632 New
RDFA
580
Ritter Daniher Financial Advisory
Ohio
$205K -$549 -21 -0.3%
SI
581
Shaker Investments
Ohio
$203K -$16.8K -642 -7%
MCP
582
Mirador Capital Partners
California
$203K -$1.25K -48 -0.6%
FMN
583
Financial Management Network
California
$203K +$705 +27 +0.3%
B
584
Bellecapital
Switzerland
$202K -$43.8K -1,677 -17%
MIP
585
Marietta Investment Partners
Wisconsin
$202K -$2.59K -99 -1%
FM
586
Family Management
New York
$202K
DSC
587
Duncker Streett & Co
Missouri
$201K +$392 +15 +0.2%
EWM
588
Evermay Wealth Management
Virginia
$197K -$72.1K -2,760 -26%
BAM
589
Barrett Asset Management
New York
$195K +$19.6K +750 +11%
BL
590
Balentine LLC
Georgia
$194K +$198K +7,581 New
TCWA
591
Ten Capital Wealth Advisors
Washington
$182K +$100K +3,843 +118%
CT
592
Caldwell Trust
Florida
$172K
SSB
593
Sandy Spring Bank
Maryland
$171K +$114K +4,362 +185%
AssetMark Inc
594
AssetMark Inc
California
$165K +$136K +5,205 +420%
MA
595
MCF Advisors
Kentucky
$163K -$1.1K -42 -0.7%
CFA
596
Carroll Financial Associates
North Carolina
$162K
OSAM
597
O'Shaughnessy Asset Management
Connecticut
$159K +$162K +6,219 New
PCA
598
Providence Capital Advisors
North Carolina
$149K +$152K +5,832 New
CAL
599
Capital Advisors Ltd
Ohio
$146K
CDIA
600
Capital Directions Investment Advisors
Georgia
$136K

SCHM Hedge Fund Activity: Q3 2021 in Review

691 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2021, worth a combined $5.58B — down 1.1% from $5.64B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 29 closed out — a net gain of 7 holders — while 313 added to existing stakes and 228 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $54.4M. The largest seller was Brookstone Capital Management, cutting an estimated $93.8M.

  • 691 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2021, down from 695 in Q2 2021.
  • Funds reported $5.58B of Schwab US Mid-Cap ETF stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q3 2021 and 29 closed out, a net change of +7 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2021 was Financial Engines Advisors, an estimated $54.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2021 was Brookstone Capital Management, an estimated $93.8M sold.

Based on aggregated 13F filings for Q3 2021.