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Schwab US Mid-Cap ETF

691 hedge funds and large institutions have $5.58B invested in Schwab US Mid-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 313 increasing their positions, 228 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 313 | Existing positions reduced: 228

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

22% more call options, than puts

Call options by funds: $1.17M | Put options by funds: $958K

1% less funds holding

Funds holding: 695691 (-4)

0.75% less ownership

Funds ownership: 172.51%171.76% (-0.75%)

1% less capital invested

Capital invested by funds: $5.64B → $5.58B (-$64M)

6% less funds holding in top 10

Funds holding in top 10: 9488 (-6)

Holders
691
Holders Change
-4
Holders Change %
-0.58%
% of All Funds
12.1%
Holding in Top 10
88
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-6.38%
% of All Funds
1.54%
New
36
Increased
313
Reduced
228
Closed
29
Calls
$1.17M
Puts
$958K
Net Calls
+$209K
Net Calls Change
-$44K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$45.2M +$13M +496,320 +39%
LPL Financial
27
LPL Financial
California
$44.4M +$4.97M +190,362 +12%
HSA
28
HBK Sorce Advisory
Pennsylvania
$42M -$336K -12,864 -0.8%
KAS
29
Kestra Advisory Services
Texas
$40.9M +$38.6M +1,477,314 +1,217%
RWM
30
RKL Wealth Management
Pennsylvania
$40.2M +$374K +14,325 +0.9%
PFM
31
Parsec Financial Management
North Carolina
$37.4M -$5.11M -195,489 -13%
PMG
32
ProVise Management Group
Florida
$37.2M -$584K -22,353 -2%
Mariner
33
Mariner
Kansas
$35.3M +$3.86M +147,561 +12%
MML Investors Services
34
MML Investors Services
Massachusetts
$34.4M +$526K +20,133 +2%
NFG
35
Nadler Financial Group
Illinois
$34.1M +$892K +34,146 +3%
SFS
36
Summit Financial Strategies
Ohio
$29.9M +$1.87M +71,553 +7%
GAM
37
Gemmer Asset Management
California
$28.6M +$5.2M +199,212 +22%
PRS
38
Pinkerton Retirement Specialists
Idaho
$27.9M +$260K +9,951 +0.9%
HWA
39
HHM Wealth Advisors
Tennessee
$27.3M +$972K +37,206 +4%
Bank of America
40
Bank of America
North Carolina
$25.2M +$5.78M +221,295 +29%
SAM
41
Summit Asset Management
Tennessee
$24.8M +$63.4K +2,427 +0.3%
Osaic Holdings
42
Osaic Holdings
Arizona
$24.4M +$6.6M +252,582 +36%
PAG
43
Private Advisor Group
New Jersey
$23.2M +$7.86M +300,711 +50%
HI
44
Harbour Investments
Wisconsin
$22.7M +$684K +26,169 +3%
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
$22.4M +$732K +28,008 +3%
BCMO
46
Buckingham Capital Management (Ohio)
Ohio
$22.2M +$1.03M +39,255 +5%
FWM
47
Filbrandt Wealth Management
Wisconsin
$21.8M +$53.5K +2,049 +0.2%
CAN
48
Cetera Advisor Networks
California
$21.5M +$2.11M +80,868 +11%
RJA
49
Raymond James & Associates
Florida
$21M +$1.58M +60,450 +8%
SIC
50
Salem Investment Counselors
North Carolina
$20.6M +$777K +29,742 +4%

SCHM Hedge Fund Activity: Q3 2021 in Review

691 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2021, worth a combined $5.58B — down 1.1% from $5.64B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 29 closed out — a net gain of 7 holders — while 313 added to existing stakes and 228 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $54.4M. The largest seller was Brookstone Capital Management, cutting an estimated $93.8M.

  • 691 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2021, down from 695 in Q2 2021.
  • Funds reported $5.58B of Schwab US Mid-Cap ETF stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q3 2021 and 29 closed out, a net change of +7 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2021 was Financial Engines Advisors, an estimated $54.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2021 was Brookstone Capital Management, an estimated $93.8M sold.

Based on aggregated 13F filings for Q3 2021.