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Schwab US Mid-Cap ETF

549 hedge funds and large institutions have $2.87B invested in Schwab US Mid-Cap ETF in 2019 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 263 increasing their positions, 185 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 25

42% more repeat investments, than reductions

Existing positions increased: 263 | Existing positions reduced: 185

9% more capital invested

Capital invested by funds: $2.64B → $2.87B (+$236M)

7.21% more ownership

Funds ownership: 127.22%134.43% (+7.2%)

2% more funds holding

Funds holding: 540549 (+9)

0% more funds holding in top 10

Funds holding in top 10: 7474 (0)

99% less call options, than puts

Call options by funds: $583K | Put options by funds: $47.4M

Holders
549
Holders Change
+9
Holders Change %
+1.67%
% of All Funds
12.04%
Holding in Top 10
74
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.62%
New
37
Increased
263
Reduced
185
Closed
25
Calls
$583K
Puts
$47.4M
Net Calls
-$46.8M
Net Calls Change
-$1.02M
Name Holding Trade Value Shares
Change
Change in
Stake
NFG
26
Nadler Financial Group
Illinois
$26.8M +$932K +49,332 +4%
PMG
27
ProVise Management Group
Florida
$26.6M +$626K +33,150 +2%
HighTower Advisors
28
HighTower Advisors
Illinois
$26.5M +$1.87M +98,820 +8%
RWM
29
RKL Wealth Management
Pennsylvania
$25.6M -$788K -41,697 -3%
RJA
30
Raymond James & Associates
Florida
$23.2M +$1.4M +74,265 +6%
FFN
31
Focus Financial Network
Minnesota
$22.3M +$886K +46,896 +4%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$21.9M +$1.73M +91,356 +9%
LPL Financial
33
LPL Financial
California
$21.5M +$672K +35,559 +3%
UCFA
34
United Capital Financial Advisors
Texas
$20.1M +$335K +17,739 +2%
Creative Planning
35
Creative Planning
Kansas
$19.8M +$532K +28,152 +3%
Mariner
36
Mariner
Kansas
$18.3M +$1.73M +91,380 +10%
Morgan Stanley
37
Morgan Stanley
New York
$18.3M -$31.8M -1,685,181 -63%
Wells Fargo
38
Wells Fargo
California
$17.9M -$2.09M -110,841 -10%
MML Investors Services
39
MML Investors Services
Massachusetts
$17.3M -$928K -49,137 -5%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$17M -$4.8M -253,962 -22%
SAM
41
Summit Asset Management
Tennessee
$16.6M +$338K +17,916 +2%
EHPM
42
Emery Howard Portfolio Management
California
$16.5M -$17.1K -903 -0.1%
CAPTRUST Financial Advisors
43
CAPTRUST Financial Advisors
North Carolina
$15.4M +$14M +738,729 +945%
BCMO
44
Buckingham Capital Management (Ohio)
Ohio
$15.2M +$904K +47,862 +6%
HWA
45
HHM Wealth Advisors
Tennessee
$15M +$21.2K +1,122 +0.1%
SFS
46
Summit Financial Strategies
Ohio
$14.8M +$415K +21,978 +3%
FMP
47
Financial Management Professionals
Texas
$14.8M -$24.9M -1,317,297 -63%
Fiera Capital (Canada)
48
Fiera Capital (Canada)
Quebec, Canada
$14.8M -$40.6K -2,148 -0.3%
LIM
49
Leavell Investment Management
Alabama
$14.7M +$494K +26,142 +3%
CWM
50
Campbell Wealth Management
Virginia
$14.5M +$959K +50,751 +7%

SCHM Hedge Fund Activity: Q3 2019 in Review

549 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2019, worth a combined $2.87B — up 8.9% from $2.64B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new SCHM positions and 25 closed out — a net gain of 12 holders — while 263 added to existing stakes and 185 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $107M. The largest seller was Morgan Stanley, cutting an estimated $31.8M.

  • 549 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2019, up from 540 in Q2 2019.
  • Funds reported $2.87B of Schwab US Mid-Cap ETF stock for Q3 2019, up 8.9% quarter-over-quarter.
  • 37 funds opened new Schwab US Mid-Cap ETF positions in Q3 2019 and 25 closed out, a net change of +12 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2019 was Envestnet Asset Management, an estimated $107M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2019 was Morgan Stanley, an estimated $31.8M sold.

Based on aggregated 13F filings for Q3 2019.