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Schwab US Mid-Cap ETF

528 hedge funds and large institutions have $2.43B invested in Schwab US Mid-Cap ETF in 2019 Q1 according to their latest regulatory filings, with 78 funds opening new positions, 239 increasing their positions, 157 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 24

52% more repeat investments, than reductions

Existing positions increased: 239 | Existing positions reduced: 157

34% more capital invested

Capital invested by funds: $1.82B → $2.43B (+$611M)

11.63% more ownership

Funds ownership: 116.94%128.56% (+12%)

11% more funds holding in top 10

Funds holding in top 10: 6572 (+7)

10% more funds holding

Funds holding: 480528 (+48)

99% less call options, than puts

Call options by funds: $229K | Put options by funds: $44.1M

Holders
528
Holders Change
+48
Holders Change %
+10%
% of All Funds
11.43%
Holding in Top 10
72
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+10.77%
% of All Funds
1.56%
New
78
Increased
239
Reduced
157
Closed
24
Calls
$229K
Puts
$44.1M
Net Calls
-$43.9M
Net Calls Change
-$44.2M
Name Holding Trade Value Shares
Change
Change in
Stake
PMG
26
ProVise Management Group
Florida
$24M +$781K +43,680 +3%
Thrivent Financial for Lutherans
27
Thrivent Financial for Lutherans
Minnesota
$21.5M
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$21.1M +$31.5K +1,764 +0.2%
Morgan Stanley
29
Morgan Stanley
New York
$20.6M -$4.81M -268,974 -19%
RJA
30
Raymond James & Associates
Florida
$20.4M +$7.05M +394,401 +55%
FFN
31
Focus Financial Network
Minnesota
$20.3M +$19.6M +1,097,391 New
LPL Financial
32
LPL Financial
California
$18.8M +$2.19M +122,601 +14%
UCFA
33
United Capital Financial Advisors
Texas
$18.7M +$1.16M +64,854 +7%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$17.1M +$3.03M +169,794 +22%
Wells Fargo
35
Wells Fargo
California
$16M +$3.55M +198,873 +30%
EHPM
36
Emery Howard Portfolio Management
California
$16M +$106K +5,913 +0.7%
SAM
37
Summit Asset Management
Tennessee
$15.6M +$129K +7,200 +0.9%
MML Investors Services
38
MML Investors Services
Massachusetts
$14.9M +$9.32M +521,760 +182%
HWA
39
HHM Wealth Advisors
Tennessee
$14.3M +$145K +8,094 +1%
Fiera Capital (Canada)
40
Fiera Capital (Canada)
Quebec, Canada
$14.2M -$1.41M -78,747 -9%
SFS
41
Summit Financial Strategies
Ohio
$13.8M +$812K +45,453 +6%
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$13.2M +$6.65M +372,015 +108%
Wealth Enhancement Advisory Services
43
Wealth Enhancement Advisory Services
Minnesota
$13.2M +$444K +24,828 +4%
LF
44
Lee Financial
Texas
$13.2M +$1.49M +83,241 +13%
LIM
45
Leavell Investment Management
Alabama
$13.1M +$460K +25,716 +4%
Mariner
46
Mariner
Kansas
$13M +$9.08M +507,939 +262%
DP
47
Denver PWM
Colorado
$12.9M -$71.8K -4,017 -0.6%
MFT
48
Moisand Fitzgerald Tamayo
Florida
$12.7M +$193K +10,782 +2%
BCMO
49
Buckingham Capital Management (Ohio)
Ohio
$12.5M +$773K +43,257 +7%
GAM
50
Gemmer Asset Management
California
$12.4M +$209K +11,718 +2%

SCHM Hedge Fund Activity: Q1 2019 in Review

528 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q1 2019, worth a combined $2.43B — up 34% from $1.82B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new SCHM positions and 24 closed out — a net gain of 54 holders — while 239 added to existing stakes and 157 trimmed.

The largest buyer was Financial Management Professionals, adding an estimated $54.6M. The largest seller was Sharkey, Howes & Javer, cutting an estimated $17.6M.

  • 528 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q1 2019, up from 480 in Q4 2018.
  • Funds reported $2.43B of Schwab US Mid-Cap ETF stock for Q1 2019, up 34% quarter-over-quarter.
  • 78 funds opened new Schwab US Mid-Cap ETF positions in Q1 2019 and 24 closed out, a net change of +54 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q1 2019 was Financial Management Professionals, an estimated $54.6M added.
  • The largest Schwab US Mid-Cap ETF seller in Q1 2019 was Sharkey, Howes & Javer, an estimated $17.6M sold.

Based on aggregated 13F filings for Q1 2019.