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Schwab US Mid-Cap ETF
SCHM

202 hedge funds and large institutions have $524M invested in Schwab US Mid-Cap ETF in 2016 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 94 increasing their positions, 60 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more repeat investments, than reductions

Existing positions increased: 94 | Existing positions reduced: 60

47% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 17

5% more funds holding in top 10

Funds holding in top 10: 21 → 22 (+1)

4% more funds holding

Funds holding: 195 → 202 (+7)

3% more capital invested

Capital invested by funds: $507M → $524M (+$17.3M)

0.14% more ownership

Funds ownership: 77.63% → 77.77% (+0.14%)

Holders
202
Holders Change
+7
Holders Change %
+3.59%
% of All Funds
5.38%
Holding in Top 10
22
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.76%
% of All Funds
0.59%
New
25
Increased
94
Reduced
60
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AL
Aspiriant LLC
California
+$7.94M
2
Morgan Stanley
Morgan Stanley
New York
+$7.55M
3
SWM
SVA Wealth Management
Wisconsin
+$5.86M
4
SJIM
St. Johns Investment Management
Florida
+$4.72M
5
UBS Group
UBS Group
Switzerland
+$4.25M

Top Sellers

Rank Fund Capital Flow
1
HP
HT Partners
Connecticut
-$19.6M
2
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
-$5.93M
3
GA
Gateway Advisory
New Jersey
-$4.38M
4
AI
Atria Investments
North Carolina
-$3.38M
5
MWM
MinichMacGregor Wealth Management
New York
-$3.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
SI
26
SII Investments
Wisconsin
$5.71M +$1.34M +106,164 +34%
LIM
27
Lathrop Investment Management
Arkansas
$5.66M +$33.6K +2,661 +0.6%
BBA
28
BLB&B Advisors
Pennsylvania
$5.61M +$990K +78,480 +23%
LCM
29
Leisure Capital Management
California
$5.55M -$242K -19,194 -4%
Wealth Enhancement Advisory Services
30
Wealth Enhancement Advisory Services
Minnesota
$5.47M +$658K +52,140 +15%
BFG
31
Bouchey Financial Group
New York
$5.43M +$66.9K +5,301 +1%
BWM
32
BerganKDV Wealth Management
Minnesota
$5.25M +$4.89M +387,669 New
VFS
33
VSR Financial Services
Kansas
$5.22M +$708K +56,121 +17%
FC
34
Financial Consulate
Maryland
$4.86M +$185K +14,676 +4%
SAM
35
Summit Asset Management
Tennessee
$4.61M +$431K +34,191 +11%
GAM
36
Gemmer Asset Management
California
$4.59M +$44.2K +3,501 +1%
SFS
37
Summit Financial Strategies
Ohio
$4.55M +$650K +51,531 +18%
HA
38
Harfst & Associates
Wyoming
$4.52M -$110K -8,730 -3%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$4.32M +$1.95M +154,695 +94%
CCM
40
CWH Capital Management
Washington
$4.28M -$222K -17,619 -5%
CFMC
41
Curbstone Financial Management Corp
New Hampshire
$4.27M +$157K +12,420 +4%
EVM
42
Eaton Vance Management
Massachusetts
$4.25M +$154K +12,195 +4%
MAM
43
Marquette Asset Management
Minnesota
$4.11M -$25.4K -2,010 -0.7%
MAS
44
Madden Advisory Services
Florida
$3.5M -$86.6K -6,864 -3%
AWM
45
Avior Wealth Management
Nebraska
$3.4M +$38.5K +3,048 +1%
TCM
46
Tradewinds Capital Management
Washington
$3.3M +$134K +10,608 +5%
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$3.29M +$1.75M +138,639 +132%
VNA
48
Valley National Advisers
Pennsylvania
$3.27M +$85.1K +6,744 +3%
TSWM
49
Triangle Securities Wealth Management
North Carolina
$3.22M +$3.01M +238,248 New
RWM
50
RKL Wealth Management
Pennsylvania
$2.82M -$181K -14,379 -6%
1
2
3 4 5

SCHM Hedge Fund Activity: Q1 2016 in Review

202 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q1 2016, worth a combined $524M — up 3.4% from $507M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SCHM positions and 17 closed out — a net gain of 8 holders — while 94 added to existing stakes and 60 trimmed.

The largest buyer was Aspiriant LLC, opening a new position worth an estimated $7.94M. The largest seller was HT Partners, exiting entirely with an estimated $19.6M sold.

  • 202 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q1 2016, up from 195 in Q4 2015.
  • Funds reported $524M of Schwab US Mid-Cap ETF stock for Q1 2016, up 3.4% quarter-over-quarter.
  • 25 funds opened new Schwab US Mid-Cap ETF positions in Q1 2016 and 17 closed out, a net change of +8 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q1 2016 was Aspiriant LLC, an estimated $7.94M added.
  • The largest Schwab US Mid-Cap ETF seller in Q1 2016 was HT Partners, an estimated $19.6M sold.

Based on aggregated 13F filings for Q1 2016.