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Schwab US Mid-Cap ETF
SCHM

195 hedge funds and large institutions have $507M invested in Schwab US Mid-Cap ETF in 2015 Q4 according to their latest regulatory filings, with 36 funds opening new positions, 86 increasing their positions, 56 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 9

54% more repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 56

31% more funds holding in top 10

Funds holding in top 10: 16 → 21 (+5)

15% more funds holding

Funds holding: 170 → 195 (+25)

14% more capital invested

Capital invested by funds: $446M → $507M (+$60.4M)

4.15% more ownership

Funds ownership: 73.48% → 77.63% (+4.1%)

Holders
195
Holders Change
+25
Holders Change %
+14.71%
% of All Funds
5.12%
Holding in Top 10
21
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+31.25%
% of All Funds
0.55%
New
36
Increased
86
Reduced
56
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FMP
Financial Management Professionals
Texas
+$14.4M
2
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
+$10.2M
3
BJ
Brouwer & Janachowski
California
+$4.93M
4
SI
SII Investments
Wisconsin
+$4.08M
5
LPL Financial
LPL Financial
California
+$3.54M

Top Sellers

1
PFG
Piershale Financial Group
Illinois
-$14.4M
2
Jane Street
Jane Street
New York
-$6.91M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$3.8M
4
Mariner
Mariner
Kansas
-$2.96M
5
TRCT
Tower Research Capital (TRC)
New York
-$2.44M
Name Holding Trade Value Shares
Change 		Change in
Stake
UCFA
26
United Capital Financial Advisors
Texas
$5.26M -$63.3K -4,659 -1%
NFG
27
Nadler Financial Group
Illinois
$5.24M +$1.68M +123,837 +46%
Wealth Enhancement Advisory Services
28
Wealth Enhancement Advisory Services
Minnesota
$4.74M +$524K +38,577 +12%
FC
29
Financial Consulate
Maryland
$4.6M +$317K +23,370 +7%
HA
30
Harfst & Associates
Wyoming
$4.58M -$62.8K -4,623 -1%
BBA
31
BLB&B Advisors
Pennsylvania
$4.49M +$1.06M +78,099 +30%
GAM
32
Gemmer Asset Management
California
$4.49M +$546K +40,188 +14%
CCM
33
CWH Capital Management
Washington
$4.46M +$894K +65,820 +25%
VFS
34
VSR Financial Services
Kansas
$4.4M -$249K -18,318 -5%
GA
35
Gateway Advisory
New Jersey
$4.38M -$232K -17,085 -5%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$4.38M +$2.8M +206,268 +170%
SI
37
SII Investments
Wisconsin
$4.22M +$4.08M +300,204 +1,880%
SAM
38
Summit Asset Management
Tennessee
$4.09M +$2.03M +149,319 +95%
MAM
39
Marquette Asset Management
Minnesota
$4.08M -$15.6K -1,152 -0.4%
CFMC
40
Curbstone Financial Management Corp
New Hampshire
$4.05M +$2.21M +162,975 +116%
EVM
41
Eaton Vance Management
Massachusetts
$4.03M +$262K +19,275 +7%
SFS
42
Summit Financial Strategies
Ohio
$3.81M +$194K +14,277 +5%
MWM
43
MinichMacGregor Wealth Management
New York
$3.76M +$3.52M +259,452 New
MAS
44
Madden Advisory Services
Florida
$3.54M +$130K +9,609 +4%
AI
45
Atria Investments
North Carolina
$3.38M +$21.1K +1,554 +0.6%
AWM
46
Avior Wealth Management
Nebraska
$3.31M -$227K -16,722 -6%
BCMO
47
Buckingham Capital Management (Ohio)
Ohio
$3.3M +$94.6K +6,969 +3%
VNA
48
Valley National Advisers
Pennsylvania
$3.13M +$547K +40,278 +21%
TCM
49
Tradewinds Capital Management
Washington
$3.11M +$530 +39 +0%
Envestnet Asset Management
50
Envestnet Asset Management
Illinois
$3.08M -$649K -47,796 -17%
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SCHM Hedge Fund Activity: Q4 2015 in Review

195 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2015, worth a combined $507M — up 14% from $446M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 9 closed out — a net gain of 27 holders — while 86 added to existing stakes and 56 trimmed.

The largest buyer was Financial Management Professionals, opening a new position worth an estimated $14.4M. The largest seller was Piershale Financial Group, exiting entirely with an estimated $14.4M sold.

  • 195 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2015, up from 170 in Q3 2015.
  • Funds reported $507M of Schwab US Mid-Cap ETF stock for Q4 2015, up 14% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q4 2015 and 9 closed out, a net change of +27 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2015 was Financial Management Professionals, an estimated $14.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2015 was Piershale Financial Group, an estimated $14.4M sold.

Based on aggregated 13F filings for Q4 2015.