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Schwab US Mid-Cap ETF
SCHM

170 hedge funds and large institutions have $446M invested in Schwab US Mid-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 85 increasing their positions, 44 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 44

27% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 15

4.63% more ownership

Funds ownership: 68.86% → 73.48% (+4.6%)

2% more funds holding

Funds holding: 167 → 170 (+3)

4% more capital invested

Capital invested by funds: $431M → $446M (+$15.6M)

11% less funds holding in top 10

Funds holding in top 10: 18 → 16 (-2)

Holders
170
Holders Change
+3
Holders Change %
+1.8%
% of All Funds
4.75%
Holding in Top 10
16
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-11.11%
% of All Funds
0.45%
New
19
Increased
85
Reduced
44
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
+$14.6M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$13.2M
3
Wells Fargo
Wells Fargo
California
+$11.1M
4
Jane Street
Jane Street
New York
+$8.38M
5
BJ
Brouwer & Janachowski
California
+$7.15M

Top Sellers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$4.81M
2
PA
Planning Alternatives
Michigan
-$4.66M
3
PMG
ProVise Management Group
Florida
-$4.41M
4
PTCG
Pring Turner Capital Group
California
-$3.6M
5
SHJ
Sharkey, Howes & Javer
Colorado
-$2.75M
Name Holding Trade Value Shares
Change 		Change in
Stake
VFS
26
VSR Financial Services
Kansas
$4.51M +$737K +53,094 +18%
HA
27
Harfst & Associates
Wyoming
$4.51M +$131K +9,453 +3%
GA
28
Gateway Advisory
New Jersey
$4.48M +$1.49M +107,079 +45%
Wealth Enhancement Advisory Services
29
Wealth Enhancement Advisory Services
Minnesota
$4.32M +$721K +51,957 +20%
FC
30
Financial Consulate
Maryland
$4.16M -$1.32M -94,782 -23%
MAM
31
Marquette Asset Management
Minnesota
$3.98M -$70.2K -5,058 -2%
GAM
32
Gemmer Asset Management
California
$3.84M +$17K +1,221 +0.4%
EVM
33
Eaton Vance Management
Massachusetts
$3.66M +$196K +14,100 +5%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$3.61M -$830K -59,796 -18%
SFS
35
Summit Financial Strategies
Ohio
$3.51M +$413K +29,766 +12%
NFG
36
Nadler Financial Group
Illinois
$3.48M +$2.76M +198,885 +285%
AI
37
Atria Investments
North Carolina
$3.48M -$202K -14,556 -5%
CCM
38
CWH Capital Management
Washington
$3.47M +$80.6K +5,805 +2%
AWM
39
Avior Wealth Management
Nebraska
$3.44M +$105K +7,578 +3%
BBA
40
BLB&B Advisors
Pennsylvania
$3.35M +$908K +65,379 +34%
MAS
41
Madden Advisory Services
Florida
$3.32M -$303K -21,852 -8%
Mariner
42
Mariner
Kansas
$3.19M +$2.92M +210,012 +584%
RWM
43
RKL Wealth Management
Pennsylvania
$3.13M +$196K +14,130 +6%
BCMO
44
Buckingham Capital Management (Ohio)
Ohio
$3.11M +$716K +51,537 +27%
TCM
45
Tradewinds Capital Management
Washington
$3.02M +$198K +14,241 +7%
LPL Financial
46
LPL Financial
California
$3.02M +$814K +58,638 +35%
UBS Group
47
UBS Group
Switzerland
$2.85M -$1.85M -133,200 -38%
TRCT
48
Tower Research Capital (TRC)
New York
$2.59M +$2.26M +162,414 +437%
VNA
49
Valley National Advisers
Pennsylvania
$2.52M +$71.7K +5,166 +3%
OCM
50
One Capital Management
California
$2.47M +$26.9K +1,938 +1%
1
2
3 4 5

SCHM Hedge Fund Activity: Q3 2015 in Review

170 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2015, worth a combined $446M — up 3.6% from $431M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SCHM positions and 15 closed out — a net gain of 4 holders — while 85 added to existing stakes and 44 trimmed.

The largest buyer was Legacy Wealth Management (Tennessee), adding an estimated $14.6M. The largest seller was Commonwealth Equity Services, cutting an estimated $4.81M.

  • 170 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2015, up from 167 in Q2 2015.
  • Funds reported $446M of Schwab US Mid-Cap ETF stock for Q3 2015, up 3.6% quarter-over-quarter.
  • 19 funds opened new Schwab US Mid-Cap ETF positions in Q3 2015 and 15 closed out, a net change of +4 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2015 was Legacy Wealth Management (Tennessee), an estimated $14.6M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2015 was Commonwealth Equity Services, an estimated $4.81M sold.

Based on aggregated 13F filings for Q3 2015.