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Schwab US Mid-Cap ETF
SCHM

87 hedge funds and large institutions have $134M invested in Schwab US Mid-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 38 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

575% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 4

124% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 17

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

39% more capital invested

Capital invested by funds: $96.3M → $134M (+$37.6M)

34% more funds holding

Funds holding: 65 → 87 (+22)

4.12% more ownership

Funds ownership: 43.14% → 47.26% (+4.1%)

Holders
87
Holders Change
+22
Holders Change %
+33.85%
% of All Funds
2.53%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.2%
New
27
Increased
38
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Mariner
Mariner
Kansas
+$4.21M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.9M
3
MAS
Madden Advisory Services
Florida
+$1.93M
4
Citigroup
Citigroup
New York
+$1.8M
5
LIM
Leavell Investment Management
Alabama
+$1.61M

Top Sellers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$6.37M
2
WA
WESPAC Advisors
California
-$2.38M
3
PFG
Piershale Financial Group
Illinois
-$843K
4
VKH
Virtu KCG Holdings
New York
-$325K
5
RPGK
Retirement Planning Group (Kansas)
Kansas
-$300K
Name Holding Trade Value Shares
Change 		Change in
Stake
EHPM
26
Emery Howard Portfolio Management
California
$1.41M +$63K +5,244 +5%
U
27
UBS
Switzerland
$1.28M +$799K +66,528 +185%
SA
28
Strategic Advisors
New York
$1.25M +$269K +22,413 +29%
BCI
29
Brinker Capital Investments
Pennsylvania
$1.2M +$111K +9,267 +11%
BBA
30
BLB&B Advisors
Pennsylvania
$1.11M -$46.8K -3,900 -4%
CFA
31
Cahill Financial Advisors
Minnesota
$1.11M +$1.07M +88,749 New
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$981K +$310K +25,851 +49%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$954K +$279K +23,223 +44%
LYV
34
Live Your Vision
Pennsylvania
$950K +$103K +8,550 +13%
CMP
35
Courage Miller Partners
Virginia
$921K +$60.8K +5,061 +7%
SAM
36
Summit Asset Management
Tennessee
$911K +$245K +20,379 +39%
CCM
37
Condor Capital Management
New Jersey
$902K +$1.66K +138 +0.2%
IFS
38
Ifrah Financial Services
Arkansas
$863K +$1.84K +153 +0.2%
AHS
39
Aspiriant Holdings S3
California
$822K +$207K +17,250 +35%
WSTAM
40
Wilbanks Smith & Thomas Asset Management
Virginia
$815K +$365K +30,393 +87%
AFG
41
Arkansas Financial Group
Arkansas
$761K +$732K +61,011 New
Wells Fargo
42
Wells Fargo
California
$759K +$336K +27,990 +85%
AIM
43
Avity Investment Management
Connecticut
$728K – – –
BJ
44
Brouwer & Janachowski
California
$694K +$668K +55,617 New
HSA
45
HBK Sorce Advisory
Pennsylvania
$689K -$59.3K -4,941 -8%
HIC
46
Hartline Investment Corp
Illinois
$643K +$619K +51,537 New
PLFAM
47
Pineno Levin & Ford Asset Management
Virginia
$617K +$594K +49,455 New
EMA
48
Efficient Market Advisors
California
$580K +$1.08K +90 +0.2%
AA
49
Alesco Advisors
New York
$560K +$64.7K +5,388 +14%
BRWA
50
B. Riley Wealth Advisors
Florida
$521K -$80.5K -6,702 -14%
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SCHM Hedge Fund Activity: Q4 2013 in Review

87 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2013, worth a combined $134M — up 39% from $96.3M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHM positions and 4 closed out — a net gain of 23 holders — while 38 added to existing stakes and 17 trimmed.

The largest buyer was Mariner, opening a new position worth an estimated $4.21M. The largest seller was Commonwealth Equity Services, cutting an estimated $6.37M.

  • 87 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2013, up from 65 in Q3 2013.
  • Funds reported $134M of Schwab US Mid-Cap ETF stock for Q4 2013, up 39% quarter-over-quarter.
  • 27 funds opened new Schwab US Mid-Cap ETF positions in Q4 2013 and 4 closed out, a net change of +23 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2013 was Mariner, an estimated $4.21M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2013 was Commonwealth Equity Services, an estimated $6.37M sold.

Based on aggregated 13F filings for Q4 2013.