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Schwab US Mid-Cap ETF

691 hedge funds and large institutions have $5.58B invested in Schwab US Mid-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 313 increasing their positions, 228 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 313 | Existing positions reduced: 228

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

22% more call options, than puts

Call options by funds: $1.17M | Put options by funds: $958K

1% less funds holding

Funds holding: 695691 (-4)

0.75% less ownership

Funds ownership: 172.51%171.76% (-0.75%)

1% less capital invested

Capital invested by funds: $5.64B → $5.58B (-$64M)

6% less funds holding in top 10

Funds holding in top 10: 9488 (-6)

Holders
691
Holders Change
-4
Holders Change %
-0.58%
% of All Funds
12.1%
Holding in Top 10
88
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-6.38%
% of All Funds
1.54%
New
36
Increased
313
Reduced
228
Closed
29
Calls
$1.17M
Puts
$958K
Net Calls
+$209K
Net Calls Change
-$44K
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
451
Aspen Investment Management
Michigan
$561K +$2.27K +87 +0.4%
CNFG
452
Creegan & Nassoura Financial Group
New Hampshire
$558K
KM
453
Kalos Management
Georgia
$551K +$520K +19,884 New
HTC
454
Haverford Trust Company
Pennsylvania
$550K -$33.2K -1,269 -6%
SCM
455
Stordahl Capital Management
Colorado
$545K
DAS
456
Dynamic Advisor Solutions
Arizona
$525K +$25.7K +984 +5%
WAP
457
Wealthcare Advisory Partners
Pennsylvania
$523K -$406K -15,549 -43%
PNC Financial Services Group
458
PNC Financial Services Group
Pennsylvania
$523K +$63.2K +2,418 +13%
AIM
459
Avity Investment Management
Connecticut
$519K
SC
460
Savant Capital
Illinois
$519K +$530K +20,298 New
AIP
461
Almanack Investment Partners
Pennsylvania
$516K +$528K +20,196 New
CAG
462
Compass Advisory Group
New York
$514K +$549 +21 +0.1%
PAS
463
Park Avenue Securities
New York
$508K +$125K +4,782 +32%
APA
464
American Portfolios Advisors
New York
$506K
JFGIW
465
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$503K
HWMA
466
Heritage Wealth Management (Arizona)
Arizona
$502K -$336K -12,879 -40%
RPCA
467
Running Point Capital Advisors
California
$499K +$78 +3 +0%
CIAS
468
Capital Investment Advisory Services
North Carolina
$481K -$411K -15,723 -46%
BFA
469
Beaumont Financial Advisors
Massachusetts
$479K
MWM
470
MBE Wealth Management
Wisconsin
$473K
PWM
471
Praetorian Wealth Management
California
$471K -$470 -18 -0.1%
TC
472
Telemus Capital
Michigan
$469K +$314 +12 +0.1%
WDL
473
Well Done LLC
Michigan
$468K +$14K +534 +3%
OPS
474
Orion Portfolio Solutions
Nebraska
$462K +$118K +4,524 +33%
PWMG
475
Prestige Wealth Management Group
New Jersey
$459K +$23.5K +900 +5%

SCHM Hedge Fund Activity: Q3 2021 in Review

691 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2021, worth a combined $5.58B — down 1.1% from $5.64B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 29 closed out — a net gain of 7 holders — while 313 added to existing stakes and 228 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $54.4M. The largest seller was Brookstone Capital Management, cutting an estimated $93.8M.

  • 691 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2021, down from 695 in Q2 2021.
  • Funds reported $5.58B of Schwab US Mid-Cap ETF stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q3 2021 and 29 closed out, a net change of +7 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2021 was Financial Engines Advisors, an estimated $54.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2021 was Brookstone Capital Management, an estimated $93.8M sold.

Based on aggregated 13F filings for Q3 2021.