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Schwab US Mid-Cap ETF

691 hedge funds and large institutions have $5.58B invested in Schwab US Mid-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 313 increasing their positions, 228 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 313 | Existing positions reduced: 228

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

22% more call options, than puts

Call options by funds: $1.17M | Put options by funds: $958K

1% less funds holding

Funds holding: 695691 (-4)

0.75% less ownership

Funds ownership: 172.51%171.76% (-0.75%)

1% less capital invested

Capital invested by funds: $5.64B → $5.58B (-$64M)

6% less funds holding in top 10

Funds holding in top 10: 9488 (-6)

Holders
691
Holders Change
-4
Holders Change %
-0.58%
% of All Funds
12.1%
Holding in Top 10
88
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-6.38%
% of All Funds
1.54%
New
36
Increased
313
Reduced
228
Closed
29
Calls
$1.17M
Puts
$958K
Net Calls
+$209K
Net Calls Change
-$44K
Name Holding Trade Value Shares
Change
Change in
Stake
BI
401
Berkeley Inc
Idaho
$833K -$52.1K -1,995 -6%
FNBT
402
FineMark National Bank & Trust
Florida
$824K -$35.7K -1,365 -4%
PGAM
403
Princeton Global Asset Management
New Jersey
$817K +$12.5K +480 +2%
PFM
404
Phillips Financial Management
Indiana
$817K +$836K +31,989 New
AA
405
Alesco Advisors
New York
$807K -$5.17K -198 -0.6%
TFS
406
Thoroughbred Financial Services
Tennessee
$801K +$11.9K +456 +1%
PCM
407
Pennsylvania Capital Management
Pennsylvania
$797K +$49.6K +1,899 +7%
OPA
408
Old Port Advisors
Maine
$792K -$1.02K -39 -0.1%
GT
409
Greenleaf Trust
Michigan
$789K +$483K +18,480 +149%
PA
410
PFG Advisors
Arizona
$788K +$58.7K +2,247 +8%
TC
411
Tatro Capital
Kentucky
$782K -$32.3K -1,236 -4%
TAM
412
Townsend Asset Management
North Carolina
$780K +$1.49K +57 +0.2%
SSWG
413
Seven Springs Wealth Group
Tennessee
$776K
BCA
414
Bay Colony Advisors
Massachusetts
$764K +$192K +7,347 +33%
ACI
415
Alpha Cubed Investments
California
$758K
SF
416
Synovus Financial
Georgia
$742K -$5.72K -219 -0.8%
WAM
417
WNY Asset Management
New York
$732K -$70K -2,679 -9%
WCM
418
Wealthcare Capital Management
Virginia
$728K +$21.6K +825 +3%
MA
419
Modus Advisors
Minnesota
$724K -$9.33K -357 -1%
PFBT
420
Parkside Financial Bank & Trust
Missouri
$720K
SWM
421
Stockman Wealth Management
Montana
$718K -$468K -17,916 -39%
CG
422
Colony Group
Massachusetts
$701K +$289K +11,070 +68%
HIC
423
Holderness Investments Company
North Carolina
$689K -$32.2K -1,233 -4%
PFS
424
Prospera Financial Services
Texas
$687K +$2.43K +93 +0.3%
BW
425
Bison Wealth
Georgia
$673K

SCHM Hedge Fund Activity: Q3 2021 in Review

691 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2021, worth a combined $5.58B — down 1.1% from $5.64B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 29 closed out — a net gain of 7 holders — while 313 added to existing stakes and 228 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $54.4M. The largest seller was Brookstone Capital Management, cutting an estimated $93.8M.

  • 691 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2021, down from 695 in Q2 2021.
  • Funds reported $5.58B of Schwab US Mid-Cap ETF stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q3 2021 and 29 closed out, a net change of +7 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2021 was Financial Engines Advisors, an estimated $54.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2021 was Brookstone Capital Management, an estimated $93.8M sold.

Based on aggregated 13F filings for Q3 2021.