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Schwab US Mid-Cap ETF

691 hedge funds and large institutions have $5.58B invested in Schwab US Mid-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 313 increasing their positions, 228 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 313 | Existing positions reduced: 228

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

22% more call options, than puts

Call options by funds: $1.17M | Put options by funds: $958K

1% less funds holding

Funds holding: 695691 (-4)

0.75% less ownership

Funds ownership: 172.51%171.76% (-0.75%)

1% less capital invested

Capital invested by funds: $5.64B → $5.58B (-$64M)

6% less funds holding in top 10

Funds holding in top 10: 9488 (-6)

Holders
691
Holders Change
-4
Holders Change %
-0.58%
% of All Funds
12.1%
Holding in Top 10
88
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-6.38%
% of All Funds
1.54%
New
36
Increased
313
Reduced
228
Closed
29
Calls
$1.17M
Puts
$958K
Net Calls
+$209K
Net Calls Change
-$44K
Name Holding Trade Value Shares
Change
Change in
Stake
CF
226
Centaurus Financial
California
$3.11M +$194K +7,443 +7%
BA
227
Bristlecone Advisors
Washington
$3.06M +$93.3K +3,570 +3%
RWA
228
River Wealth Advisors
Pennsylvania
$3.02M -$54.9K -2,100 -2%
MG
229
Mather Group
Illinois
$2.97M -$29.6K -1,134 -1%
AFG
230
Albion Financial Group
Utah
$2.94M -$317K -12,132 -10%
IWC
231
Integrated Wealth Concepts
Massachusetts
$2.94M -$133K -5,082 -4%
FHB
232
First Hawaiian Bank
Hawaii
$2.94M
Cetera Investment Advisers
233
Cetera Investment Advisers
Illinois
$2.93M -$83.2K -3,183 -3%
SCM
234
Southport Capital Management
Tennessee
$2.91M -$27.4K -1,050 -0.9%
BWL
235
Bogart Wealth LLC
Virginia
$2.9M -$59.7K -2,286 -2%
JPLA
236
Joseph P. Lucia & Associates
New York
$2.66M -$8.07K -309 -0.3%
PFA
237
Pinnacle Family Advisors
Missouri
$2.64M +$69.8K +2,673 +3%
ISWM
238
Independent Solutions Wealth Management
New York
$2.61M +$13.4K +513 +0.5%
Susquehanna International Group
239
Susquehanna International Group
Pennsylvania
$2.6M -$1.68M -64,398 -39%
BFEC
240
Benjamin F. Edwards & Company
Missouri
$2.6M +$109K +4,170 +4%
EFSCE
241
Enterprise Financial Services Corp (EFSC)
Missouri
$2.58M -$54.1K -2,070 -2%
PFT
242
Providence First Trust
Arizona
$2.56M
AMM
243
American Money Management
California
$2.55M +$727K +27,816 +39%
LCM
244
Leisure Capital Management
California
$2.53M -$33.5K -1,281 -1%
SHJ
245
Sharkey, Howes & Javer
Colorado
$2.53M +$5.17K +198 +0.2%
ANTB
246
AMG National Trust Bank
Colorado
$2.51M
PWM
247
Perigon Wealth Management
California
$2.51M -$3.84K -147 -0.1%
AWG
248
Altus Wealth Group
Colorado
$2.51M -$349K -13,371 -12%
NA
249
NewEdge Advisors
Louisiana
$2.5M +$1.37M +52,620 +117%
H
250
HoyleCohen
California
$2.49M +$20.4K +780 +0.8%

SCHM Hedge Fund Activity: Q3 2021 in Review

691 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2021, worth a combined $5.58B — down 1.1% from $5.64B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 29 closed out — a net gain of 7 holders — while 313 added to existing stakes and 228 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $54.4M. The largest seller was Brookstone Capital Management, cutting an estimated $93.8M.

  • 691 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2021, down from 695 in Q2 2021.
  • Funds reported $5.58B of Schwab US Mid-Cap ETF stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q3 2021 and 29 closed out, a net change of +7 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2021 was Financial Engines Advisors, an estimated $54.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2021 was Brookstone Capital Management, an estimated $93.8M sold.

Based on aggregated 13F filings for Q3 2021.