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Schwab US Mid-Cap ETF
SCHM

307 hedge funds and large institutions have $1.17B invested in Schwab US Mid-Cap ETF in 2017 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 167 increasing their positions, 67 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

149% more repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 67

124% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 17

14% more funds holding in top 10

Funds holding in top 10: 35 → 40 (+5)

12% more capital invested

Capital invested by funds: $1.04B → $1.17B (+$128M)

7% more funds holding

Funds holding: 286 → 307 (+21)

4.03% more ownership

Funds ownership: 91.26% → 95.29% (+4%)

Holders
307
Holders Change
+21
Holders Change %
+7.34%
% of All Funds
7.65%
Holding in Top 10
40
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+14.29%
% of All Funds
1%
New
38
Increased
167
Reduced
67
Closed
17
Calls
$225K
Puts
–
Net Calls
+$225K
Net Calls Change
-$11K

Top Buyers

1
Financial Engines Advisors
Financial Engines Advisors
California
+$25.7M
2
AWMG
Alliance Wealth Management Group
New Jersey
+$6.43M
3
HSA
HBK Sorce Advisory
Pennsylvania
+$4.77M
4
AWM
Avior Wealth Management
Nebraska
+$4.71M
5
UCFA
United Capital Financial Advisors
Texas
+$3.86M

Top Sellers

1
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
-$12.4M
2
PFG
Piershale Financial Group
Illinois
-$7.33M
3
Creative Planning
Creative Planning
Kansas
-$5.22M
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.25M
5
JFG
JMG Financial Group
Illinois
-$2.29M
Name Holding Trade Value Shares
Change 		Change in
Stake
CA
226
Continuum Advisory
Idaho
$274K +$46.9K +2,883 +21%
PIM
227
Penobscot Investment Management
Massachusetts
$270K -$13.2K -810 -5%
JWM
228
Jacobus Wealth Management
Wisconsin
$270K -$488 -30 -0.2%
SMC
229
Smith, Moore & Co
Missouri
$266K +$259K +15,945 New
CAM
230
Cubic Asset Management
Massachusetts
$261K – – –
HIM
231
Harbour Investment Management
Washington
$257K +$250K +15,369 New
DCM
232
Donaldson Capital Management
Indiana
$247K – – –
SG
233
Somerset Group
Minnesota
$247K +$6.34K +390 +3%
BFPW
234
BOK Financial Private Wealth
Colorado
$245K -$73K -4,491 -23%
UAS
235
United Asset Strategies
New York
$244K +$237K +14,586 New
GAM
236
Garrison Asset Management
Arkansas
$239K +$18.1K +1,113 +8%
RWP
237
RWA Wealth Partners
Massachusetts
$232K +$7.85K +483 +4%
HWA
238
Heritage Way Advisors
Illinois
$226K +$220K +13,521 New
PWAG
239
Polaris Wealth Advisory Group
California
$225K -$51.4K -3,162 -19%
BWP
240
BSW Wealth Partners
Colorado
$216K +$5.12K +315 +2%
TCM
241
Twele Capital Management
Minnesota
$214K – – –
BRWA
242
B. Riley Wealth Advisors
Florida
$214K +$208K +12,804 New
RW
243
REDW Wealth
New Mexico
$212K -$5.66K -348 -3%
PAM
244
Peak Asset Management
Colorado
$211K +$205K +12,630 New
BAC
245
Boys Arnold & Co
North Carolina
$209K – – –
PL
246
Plancorp LLC
Missouri
$202K +$197K +12,120 New
BCM
247
Boltwood Capital Management
California
$202K +$197K +12,150 New
WAM
248
Watermark Asset Management
California
$201K -$86.6K -5,325 -31%
JMPWA
249
JP Morgan Private Wealth Advisors
California
$200K +$194K +11,955 New
JFGIW
250
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$199K +$244 +15 +0.1%
8 9
10
11 12

SCHM Hedge Fund Activity: Q3 2017 in Review

307 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2017, worth a combined $1.17B — up 12% from $1.04B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SCHM positions and 17 closed out — a net gain of 21 holders — while 167 added to existing stakes and 67 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $25.7M. The largest seller was Legacy Wealth Management (Tennessee), cutting an estimated $12.4M.

  • 307 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2017, up from 286 in Q2 2017.
  • Funds reported $1.17B of Schwab US Mid-Cap ETF stock for Q3 2017, up 12% quarter-over-quarter.
  • 38 funds opened new Schwab US Mid-Cap ETF positions in Q3 2017 and 17 closed out, a net change of +21 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2017 was Financial Engines Advisors, an estimated $25.7M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2017 was Legacy Wealth Management (Tennessee), an estimated $12.4M sold.

Based on aggregated 13F filings for Q3 2017.