PIMCO Corporate & Income Opportunity Fund
80 hedge funds and large institutions have $88.9M invested in PIMCO Corporate & Income Opportunity Fund in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 22 reducing their positions, and 8 closing their positions.
50% more first-time investments, than exits
New positions opened: 12 | Existing positions closed: 8
23% more repeat investments, than reductions
Existing positions increased: 27 | Existing positions reduced: 22
4% more funds holding
Funds holding: 77 → 80 (+3)
0.31% less ownership
Funds ownership: 9.05% → 8.74% (-0.31%)
6% less capital invested
Capital invested by funds: $94.1M → $88.9M (-$5.27M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$2.09M |
| 2 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
+$1.86M |
| 3 |
LCM
Laurion Capital Management
New York
|
+$1.21M |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$537K |
| 5 |
DA
Doliver Advisors
Houston,
Texas
|
+$321K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$5.62M |
| 2 |
NPC
National Planning Corporation
El Segundo,
California
|
-$2.16M |
| 3 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
-$1.86M |
| 4 |
Invesco
Atlanta,
Georgia
|
-$396K |
| 5 |
OC
Oarsman Capital
Milwaukee,
Wisconsin
|
-$241K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PSW
76
Portfolio Strategies (Washington)
Tacoma,
Washington
| $10K | +$10.3K | +712 | New |
|
|
PFGIA
77
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
| $7K | +$6.49K | +450 | New |
|
|
GWM
78
Geneos Wealth Management
Englewood,
Colorado
| $5K | – | – | – |
|
|
TWA
79
TCI Wealth Advisors
Tucson,
Arizona
| $2K | +$2.38K | +165 | New |
|
|
MSFP
80
Mark Sheptoff Financial Planning
Glastonbury,
Connecticut
| $1K | – | – | – |
|
|
CRC
81
Curi RMB Capital
Chicago,
Illinois
| – | -$1.86M | -127,165 | Closed |
|
|
BMM
82
Berkshire Money Management
Dalton,
Massachusetts
| – | -$212K | -14,502 | Closed |
|
|
GS
83
Girard Securities
San Diego,
California
| – | -$209K | -14,312 | Closed |
|
|
OC
84
Oppenheimer & Co
New York
| – | -$193K | -13,234 | Closed |
|
85
William Blair & Company
Chicago,
Illinois
| – | -$169K | -11,540 | Closed |
|
|
AAC
86
Asset Advisors Corp
Augusta,
Georgia
| – | -$73K | -5,000 | Closed |
|
|
NMC
87
Nine Masts Capital
Central,
Hong Kong
| – | -$21K | -1,416 | Closed |
|
|
KTC
88
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
| – | -$17K | -1,173 | Closed |
|
PTY Hedge Fund Activity: Q4 2016 in Review
80 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2016, worth a combined $88.9M — down 5.6% from $94.1M a quarter earlier.
Buyers outnumbered sellers: 12 funds opened new PTY positions and 8 closed out — a net gain of 4 holders — while 27 added to existing stakes and 22 trimmed.
The largest buyer was UBS Group, adding an estimated $2.09M. The largest seller was LPL Financial, cutting an estimated $5.62M.
- 80 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2016, up from 77 in Q3 2016.
- Funds reported $88.9M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2016, down 5.6% quarter-over-quarter.
- 12 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2016 and 8 closed out, a net change of +4 holders.
- The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2016 was UBS Group, an estimated $2.09M added.
- The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2016 was LPL Financial, an estimated $5.62M sold.
Based on aggregated 13F filings for Q4 2016.