Girard Securities’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Girard Securities’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-14,312	Closed	-$209K	–	180
2016 Q3	$209K	Buy	14,312 +7	+0%	+$102	0.21%	136
2016 Q2	$201K	Sell	14,305 -383	-3%	-$5.35K	0.18%	148
2016 Q1	$202K	Sell	14,688 -65	-0.4%	-$847	0.2%	143
2015 Q4	$196K	Buy	+14,753	New	+$203K	0.2%	135

Other funds holding PTY

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Girard Securities's PTY Position: Q4 2016 in Review

Girard Securities sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2016, closing a stake of 14,312 shares — an estimated $209K sold.

Girard Securities first reported a position in PTY in Q4 2015 and held it in 4 quarters. The position peaked at $209K in Q3 2016. 80 funds tracked by Wall St. Rank hold PTY as of Q4 2016.

Girard Securities reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q4 2016 after selling out during the quarter.
Girard Securities sold 14,312 PIMCO Corporate & Income Opportunity Fund shares in Q4 2016, an estimated $209K.
Girard Securities first reported a position in PIMCO Corporate & Income Opportunity Fund in Q4 2015 and held it in 4 quarters.
Girard Securities's PIMCO Corporate & Income Opportunity Fund position peaked at $209K in Q3 2016.
80 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2016.

Based on Girard Securities's 13F filing for Q4 2016, filed 14 Feb 2017.