Nine Masts Capital’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Nine Masts Capital’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-24,700	Closed	-$432K	–	361
2018 Q2	$432K	Buy	+24,700	New	+$439K	0.08%	123
2016 Q4	–	Sell	-1,416	Closed	-$21K	–	88
2016 Q3	$21K	Sell	1,416 -40,198	-97%	-$588K	﹤0.01%	75
2016 Q2	$586K	Buy	+41,614	New	+$582K	0.14%	41

Other funds holding PTY

CWM

Cornerstone Wealth Management St. Peters, Missouri $2B AUM 19.19% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Nine Masts Capital's PTY Position: Q3 2018 in Review

Nine Masts Capital sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q3 2018, closing a stake of 24,700 shares — an estimated $432K sold.

Nine Masts Capital first reported a position in PTY in Q2 2016 and held it in 3 quarters. The position peaked at $586K in Q2 2016. 104 funds tracked by Wall St. Rank hold PTY as of Q3 2018.

Nine Masts Capital reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q3 2018 after selling out during the quarter.
Nine Masts Capital sold 24,700 PIMCO Corporate & Income Opportunity Fund shares in Q3 2018, an estimated $432K.
Nine Masts Capital first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2016 and held it in 3 quarters.
Nine Masts Capital's PIMCO Corporate & Income Opportunity Fund position peaked at $586K in Q2 2016.
104 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q3 2018.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.