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PIMCO Corporate & Income Opportunity Fund
PTY

86 hedge funds and large institutions have $84M invested in PIMCO Corporate & Income Opportunity Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 29 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

1% less funds holding

Funds holding: 87 → 86 (-1)

1.91% less ownership

Funds ownership: 8.56% → 6.65% (-1.9%)

17% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 29

18% less capital invested

Capital invested by funds: $102M → $84M (-$18M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
86
Holders Change
-1
Holders Change %
-1.15%
% of All Funds
2.48%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
24
Reduced
29
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
U
UBS
Switzerland
+$3.18M
2
IMS
Index Management Solutions
Pennsylvania
+$917K
3
ACM
Apex Capital Management
Ohio
+$692K
4
Cohen & Steers
Cohen & Steers
New York
+$630K
5
ACM
Avalon Capital Management
California
+$469K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$21.9M
2
Bank of America
Bank of America
North Carolina
-$2.68M
3
OC
Oppenheimer & Co
New York
-$975K
4
VKH
Virtu KCG Holdings
New York
-$966K
5
Morgan Stanley
Morgan Stanley
New York
-$803K
Name Holding Trade Value Shares
Change 		Change in
Stake
TFA
76
Transamerica Financial Advisors
Florida
$28K -$5.49K -300 -17%
1IC
77
1919 Investment Counsel
Maryland
$28K – – –
BCI
78
Brinker Capital Investments
Pennsylvania
$25K – – –
Bank of Montreal
79
Bank of Montreal
Ontario, Canada
$24K +$24.7K +1,350 New
RIA
80
Regal Investment Advisors
Michigan
$23K +$22.9K +1,250 New
AA
81
AlphaMark Advisors
Kentucky
$18K – – –
BC
82
Bartlett & Co
Ohio
$15K +$1.69K +92 +12%
MSFP
83
Mark Sheptoff Financial Planning
Connecticut
$7K +$6.78K +370 New
KCPG
84
Kavar Capital Partners Group
Kansas
$6K – – –
OIA
85
Optimum Investment Advisors
Illinois
$3K – – –
VKH
86
Virtu KCG Holdings
New York
– -$966K -55,987 Closed
TRCT
87
Tower Research Capital (TRC)
New York
– -$320K -18,560 Closed
SFA
88
Sequoia Financial Advisors
Ohio
– -$258K -14,971 Closed
BRWA
89
B. Riley Wealth Advisors
Florida
– -$69K -4,002 Closed
WCM
90
Windsor Capital Management
Arizona
– -$21K -1,195 Closed
TWM
91
Torch Wealth Management
Ohio
– -$17K -1,000 Closed
HF
92
Hoxton Financial
West Virginia
– -$17K -964 Closed
PTCG
93
Pring Turner Capital Group
California
– -$11K -666 Closed
1 2 3
4

PTY Hedge Fund Activity: Q1 2014 in Review

86 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q1 2014, worth a combined $84M — down 18% from $102M a quarter earlier.

Fund positioning in PTY was balanced in Q1 2014: 9 funds opened new positions, 9 closed out, 24 added to existing stakes and 29 trimmed.

The largest buyer was UBS, adding an estimated $3.18M. The largest seller was Rivernorth Capital Management, cutting an estimated $21.9M.

  • 86 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q1 2014, down from 87 in Q4 2013.
  • Funds reported $84M of PIMCO Corporate & Income Opportunity Fund stock for Q1 2014, down 18% quarter-over-quarter.
  • 9 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q1 2014 and 9 closed out, a net change of 0 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q1 2014 was UBS, an estimated $3.18M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q1 2014 was Rivernorth Capital Management, an estimated $21.9M sold.

Based on aggregated 13F filings for Q1 2014.