Windsor Capital Management’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Windsor Capital Management’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,495	Closed	-$19K	–	359
2015 Q3	$19K	Buy	+1,495	New	+$20.7K	0.01%	263
2014 Q1	–	Sell	-1,195	Closed	-$21K	–	249
2013 Q4	$21K	Hold	1,195	–	–	0.01%	262
2013 Q3	$22K	Hold	1,195	–	–	0.01%	271
2013 Q2	$23K	Buy	+1,195	New	+$24.4K	0.01%	253

Other funds holding PTY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Windsor Capital Management's PTY Position: Q4 2015 in Review

Windsor Capital Management sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2015, closing a stake of 1,495 shares — an estimated $19K sold.

Windsor Capital Management first reported a position in PTY in Q2 2013 and held it in 4 quarters. The position peaked at $23K in Q2 2013. 86 funds tracked by Wall St. Rank hold PTY as of Q4 2015.

Windsor Capital Management reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q4 2015 after selling out during the quarter.
Windsor Capital Management sold 1,495 PIMCO Corporate & Income Opportunity Fund shares in Q4 2015, an estimated $19K.
Windsor Capital Management first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2013 and held it in 4 quarters.
Windsor Capital Management's PIMCO Corporate & Income Opportunity Fund position peaked at $23K in Q2 2013.
86 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2015.

Based on Windsor Capital Management's 13F filing for Q4 2015, filed 1 Feb 2016.