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PIMCO Corporate & Income Opportunity Fund

79 hedge funds and large institutions have $82.7M invested in PIMCO Corporate & Income Opportunity Fund in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 24

0.46% more ownership

Funds ownership: 6.46%6.92% (+0.46%)

3% less capital invested

Capital invested by funds: $84.9M → $82.7M (-$2.24M)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

1% less funds holding

Funds holding: 8079 (-1)

Holders
79
Holders Change
-1
Holders Change %
-1.25%
% of All Funds
2.29%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
27
Reduced
24
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oarsman Capital
Wisconsin
$485K -$49.8K -2,700 -9%
TYCC
27
Texas Yale Capital Corp
Florida
$424K
OC
28
Oppenheimer & Co
New York
$377K +$38.7K +2,100 +10%
FAAS
29
First Allied Advisory Services
California
$371K -$456K -24,736 -54%
HB
30
Homrich & Berg
Georgia
$365K
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$343K +$308K +16,716 +503%
DA
32
Doliver Advisors
Texas
$334K +$361K +19,563 New
KeyBank National Association
33
KeyBank National Association
Ohio
$324K +$10.6K +575 +3%
CNB
34
City National Bank
California
$324K +$350K +19,000 New
LCM
35
Lucas Capital Management
New Jersey
$319K
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$313K -$133K -7,207 -28%
RFC
37
Regions Financial Corp
Alabama
$310K +$3.69K +200 +1%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$301K -$14.8K -800 -4%
NL
39
NWAM LLC
Washington
$301K +$30.8K +1,673 +10%
RJA
40
Raymond James & Associates
Florida
$300K +$4.2K +228 +1%
TF
41
Trutina Financial
Washington
$286K -$48.9K -2,650 -14%
MMG
42
Monetary Management Group
Missouri
$284K -$18.4K -1,000 -6%
RFA
43
Reilly Financial Advisors
California
$279K -$21K -1,139 -7%
GAM
44
Gould Asset Management
California
$271K +$293K +15,888 New
SB
45
Suntrust Banks
Georgia
$270K
FWM
46
Focused Wealth Management
New York
$256K +$3.71K +201 +1%
Jane Street
47
Jane Street
New York
$229K +$247K +13,403 New
EHC
48
Everett Harris & Co
California
$223K
Deutsche Bank
49
Deutsche Bank
Germany
$210K
SIC
50
Salem Investment Counselors
North Carolina
$205K

PTY Hedge Fund Activity: Q3 2014 in Review

79 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2014, worth a combined $82.7M — down 2.6% from $84.9M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of PTY and 10 opened new positions — a net loss of 1 holder — while 24 trimmed existing stakes and 27 added.

The largest buyer was UBS, adding an estimated $2.73M. The largest seller was SG Americas Securities, exiting entirely with an estimated $864K sold.

  • 79 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2014, down from 80 in Q2 2014.
  • Funds reported $82.7M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2014, down 2.6% quarter-over-quarter.
  • 10 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2014 and 11 closed out, a net change of -1 holder.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2014 was UBS, an estimated $2.73M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2014 was SG Americas Securities, an estimated $864K sold.

Based on aggregated 13F filings for Q3 2014.