PFLT icon

PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

94 hedge funds and large institutions have $164M invested in PennantPark Floating Rate Capital in 2019 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 36 increasing their positions, 29 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
94
Holders Change
-7
Holders Change %
-6.93%
% of All Funds
2.04%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
11
Increased
36
Reduced
29
Closed
17
Calls
–
Puts
$51K
Net Calls
-$51K
Net Calls Change
+$3K

Top Buyers

1
SIS
1
Sound Income Strategies
Florida
$18.5M
2
VEA
2
Virtus ETF Advisers
New York
$3.34M
3
KCM
3
Kennedy Capital Management
Missouri
$1.82M
4
Acadian Asset Management
4
Acadian Asset Management
Massachusetts
$1.07M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$987K

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$0
2
AM
2
Ares Management
California
$627K
3
SMDAM
3
Sumitomo Mitsui DS Asset Management
Japan
$0
4
MCM
4
Monument Capital Management
Virginia
$0
5
OAM
5
Oxford Asset Management
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
76
Bank of America
North Carolina
$25K -$51K -4,465 -67%
GWM
77
Geneos Wealth Management
Colorado
$24K – – –
CFGS
78
Concourse Financial Group Securities
Alabama
$19K – – –
EWM
79
Edge Wealth Management
New York
$16K – – –
Group One Trading
80
Group One Trading
Illinois
$12K – – –
W
81
WealthStone
Ohio
$11.6K +$11.6K +1,000 New
UBS AM
82
UBS AM
Illinois
$11.5K -$717 -62 -6%
FWM
83
Focused Wealth Management
New York
$9K – – –
TRCT
84
Tower Research Capital (TRC)
New York
$8K -$7.69K -648 -49%
AP
85
Atwood & Palmer
Missouri
$7K – – –
APA
86
American Portfolios Advisors
New York
$6.97K – – –
TFS
87
TrustCore Financial Services
Tennessee
$6K – – –
TPWA
88
TRUE Private Wealth Advisors
Oregon
$6K +$6K +600 New
BRWM
89
B. Riley Wealth Management
Tennessee
$2.61K +$383 +33,167 +17%
CG
90
Cutler Group
California
$1K -$4K -400 -80%
Deutsche Bank
91
Deutsche Bank
Germany
$1K +$1K +100 New
FCH
92
Freestone Capital Holdings
Washington
$984 – – –
Millennium Management
93
Millennium Management
New York
– -$2.68M -208,957 Closed
SMDAM
94
Sumitomo Mitsui DS Asset Management
Japan
– -$1.33M -103,550 Closed
MCM
95
Monument Capital Management
Virginia
– -$1.18M -92,322 Closed
OAM
96
Oxford Asset Management
United Kingdom
– -$744K -58,081 Closed
SWM
97
Stockman Wealth Management
Montana
– -$208K -16,250 Closed
Commonwealth Equity Services
98
Commonwealth Equity Services
Massachusetts
– -$134K -10,477 Closed
FC
99
Financial Consulate
Maryland
– -$134K -10,439 Closed
RJFSA
100
Raymond James Financial Services Advisors
Florida
– -$130K -10,133 Closed
1 2 3
4
5