PFLT icon

PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

112 hedge funds and large institutions have $172M invested in PennantPark Floating Rate Capital in 2023 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 37 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
112
Holders Change
+20
Holders Change %
+21.74%
% of All Funds
1.77%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
27
Increased
37
Reduced
21
Closed
7
Calls
$1.36M
Puts
$433K
Net Calls
+$925K
Net Calls Change
+$151K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$15M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$11M
3
Citadel Advisors
3
Citadel Advisors
Florida
$7.46M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$10.1M
5
Millennium Management
5
Millennium Management
New York
$6.09M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$0
2
EMFAT
2
Emerald Mutual Fund Advisers Trust
Pennsylvania
$0
3
WSTAM
3
Wilbanks Smith & Thomas Asset Management
Virginia
$107K
4
HWAM
4
Hennion & Walsh Asset Management
New Jersey
$1.3M
5
BAM
5
Belpointe Asset Management
Nevada
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
C
51
Certuity
Florida
$284K +$284K +26,658 New
IAIM
52
International Assets Investment Management
Florida
$253K – – –
ACM
53
Aquatic Capital Management
Illinois
$247K +$247K +23,200 New
OIA
54
Optimum Investment Advisors
Illinois
$232K – – –
MAWAG
55
Mid-American Wealth Advisory Group
Missouri
$223K +$223K +20,783 New
CAN
56
Cetera Advisor Networks
California
$215K +$7.01K +658 +3%
WA
57
Wambolt & Associates
Colorado
$208K – – –
FWP
58
Firethorn Wealth Partners
Georgia
$205K +$86.3K +8,106 +73%
N
59
Natixis
France
$203K -$95.6K -8,970 -32%
ASN
60
Advisory Services Network
Georgia
$198K -$22K -2,061 -10%
GAMC
61
Garner Asset Management Corp
Texas
$193K +$53 +5 +0%
Tudor Investment Corp
62
Tudor Investment Corp
Connecticut
$188K +$188K +17,645 New
SPC
63
Sigma Planning Corp
Michigan
$183K +$18.3K +1,719 +11%
TFA
64
Teamwork Financial Advisors
Texas
$178K -$4.13K -388 -2%
AWA
65
Arkadios Wealth Advisors
Georgia
$173K – – –
Qube Research & Technologies (QRT)
66
Qube Research & Technologies (QRT)
United Kingdom
$166K +$166K +15,580 New
AWM
67
AllSquare Wealth Management
New York
$165K – – –
Envestnet Asset Management
68
Envestnet Asset Management
Illinois
$165K -$54.8K -5,147 -25%
GC
69
Guggenheim Capital
Illinois
$162K +$42.1K +3,950 +35%
Northern Trust
70
Northern Trust
Illinois
$160K +$39.9K +3,749 +33%
BNP Paribas Financial Markets
71
BNP Paribas Financial Markets
France
$157K +$157K +14,719 New
CSS
72
Cubist Systematic Strategies
Connecticut
$154K +$154K +14,469 New
YIH
73
Y-Intercept (HK)
Hong Kong
$152K +$152K +14,304 New
Allspring Global Investments
74
Allspring Global Investments
North Carolina
$140K – – –
Commonwealth Equity Services
75
Commonwealth Equity Services
Massachusetts
$136K +$14.3K +1,347 +12%
1 2
3
4 5