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PennantPark Floating Rate Capital

97 hedge funds and large institutions have $107M invested in PennantPark Floating Rate Capital in 2022 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 26 increasing their positions, 27 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

118% more call options, than puts

Call options by funds: $1.08M | Put options by funds: $493K

78% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 9

9% more capital invested

Capital invested by funds: $98.1M → $107M (+$8.86M)

4% more funds holding

Funds holding: 9397 (+4)

0.22% more ownership

Funds ownership: 21.26%21.47% (+0.22%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 27

Holders
97
Holders Change
+4
Holders Change %
+4.3%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
16
Increased
26
Reduced
27
Closed
9
Calls
$1.08M
Puts
$493K
Net Calls
+$583K
Net Calls Change
-$181K
Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
51
Allspring Global Investments
North Carolina
$144K
D.E. Shaw & Co
52
D.E. Shaw & Co
New York
$137K +$137K +12,482 New
MIH
53
Meitav Investment House
Israel
$133K +$132K +12,050 New
Commonwealth Equity Services
54
Commonwealth Equity Services
Massachusetts
$126K +$954 +87 +0.8%
RJA
55
Raymond James & Associates
Florida
$126K +$614 +56 +0.5%
DC
56
Davenport & Co
Virginia
$125K -$21.9K -2,000 -15%
KWM
57
Kingsview Wealth Management
Oregon
$125K -$50.5K -4,602 -29%
BAM
58
Belpointe Asset Management
Nevada
$123K
RVPG
59
Relative Value Partners Group
$119K
Northern Trust
60
Northern Trust
Illinois
$117K -$11.8K -1,080 -9%
Ameriprise
61
Ameriprise
Minnesota
$112K +$112K +10,216 New
Wells Fargo
62
Wells Fargo
California
$109K +$11K +1,001 +11%
Citadel Advisors
63
Citadel Advisors
Florida
$96.6K -$1.07M -97,412 -92%
GRP
64
Global Retirement Partners
California
$93.5K
QT
65
Quantbot Technologies
New York
$80.3K +$80.2K +7,315 New
Rockefeller Capital Management
66
Rockefeller Capital Management
New York
$75K
Bank of America
67
Bank of America
North Carolina
$48.1K -$3.27K -298 -6%
IA
68
IFP Advisors
Florida
$45K -$8.24K -752 -19%
US Bancorp
69
US Bancorp
Minnesota
$43.9K
Group One Trading
70
Group One Trading
Illinois
$42K -$43.1K -3,932 -51%
PTC
71
Private Trust Company
Ohio
$28K
JP Morgan Chase
72
JP Morgan Chase
New York
$27K -$130K -11,890 -83%
FIA
73
FNY Investment Advisers
New York
$13K
Simplex Trading
74
Simplex Trading
Illinois
$12K +$8.64K +788 +203%
MCC
75
Money Concepts Capital
Florida
$11K +$11K +1,000 New

PFLT Hedge Fund Activity: Q4 2022 in Review

97 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q4 2022, worth a combined $107M — up 9% from $98.1M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PFLT positions and 9 closed out — a net gain of 7 holders — while 26 added to existing stakes and 27 trimmed.

The largest buyer was Sound Income Strategies, adding an estimated $3.14M. The largest seller was Citadel Advisors, cutting an estimated $1.07M.

  • 97 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q4 2022, up from 93 in Q3 2022.
  • Funds reported $107M of PennantPark Floating Rate Capital stock for Q4 2022, up 9% quarter-over-quarter.
  • 16 funds opened new PennantPark Floating Rate Capital positions in Q4 2022 and 9 closed out, a net change of +7 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q4 2022 was Sound Income Strategies, an estimated $3.14M added.
  • The largest PennantPark Floating Rate Capital seller in Q4 2022 was Citadel Advisors, an estimated $1.07M sold.

Based on aggregated 13F filings for Q4 2022.