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PennantPark Floating Rate Capital
PFLT

88 hedge funds and large institutions have $112M invested in PennantPark Floating Rate Capital in 2022 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 26 increasing their positions, 18 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

3,871% more call options, than puts

Call options by funds: $27.8M | Put options by funds: $699K

67% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 12

44% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 18

21% more capital invested

Capital invested by funds: $92.5M → $112M (+$19.5M)

5% more funds holding

Funds holding: 84 → 88 (+4)

2.86% more ownership

Funds ownership: 18.61% → 21.47% (+2.9%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
88
Holders Change
+4
Holders Change %
+4.76%
% of All Funds
1.39%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
26
Reduced
18
Closed
12
Calls
$27.8M
Puts
$699K
Net Calls
+$27.1M
Net Calls Change
+$1.17M

Top Buyers

Rank Fund Capital Flow
1
VanEck Associates
VanEck Associates
New York
+$4.17M
2
Two Sigma Investments
Two Sigma Investments
New York
+$3.7M
3
Morgan Stanley
Morgan Stanley
New York
+$1.96M
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$1.89M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$1.52M

Top Sellers

Rank Fund Capital Flow
1
MAWAG
Mid-American Wealth Advisory Group
Missouri
-$1.03M
2
BlackRock
BlackRock
New York
-$785K
3
Invesco
Invesco
Georgia
-$673K
4
CIM
Confluence Investment Management
Missouri
-$415K
5
MC
Muzinich & Co
New York
-$392K
Name Holding Trade Value Shares
Change 		Change in
Stake
DC
51
Davenport & Co
Virginia
$201K – – –
Canada Life
52
Canada Life
Manitoba, Canada
$201K +$6.41K +490 +4%
Allspring Global Investments
53
Allspring Global Investments
North Carolina
$176K – – –
Comerica Bank
54
Comerica Bank
Texas
$164K – – –
RVPG
55
Relative Value Partners Group
$147K +$141K +10,806 New
LWA
56
Lineweaver Wealth Advisors
Ohio
$139K +$1.37K +105 +1%
Wells Fargo
57
Wells Fargo
California
$110K -$13 -1 -0%
BNP Paribas Financial Markets
58
BNP Paribas Financial Markets
France
$102K +$98.8K +7,556 New
GRP
59
Global Retirement Partners
California
$95K +$111K +8,512 New
Rockefeller Capital Management
60
Rockefeller Capital Management
New York
$92K – – –
Group One Trading
61
Group One Trading
Illinois
$80K -$31.3K -2,392 -29%
Bank of America
62
Bank of America
North Carolina
$79K +$8.79K +672 +13%
US Bancorp
63
US Bancorp
Minnesota
$54K – – –
CWM
64
Cedar Wealth Management
California
$37K – – –
Lazard Asset Management
65
Lazard Asset Management
New York
$33K +$418 +32 +1%
APA
66
American Portfolios Advisors
New York
$31.8K – – –
SAM
67
Strategic Asset Management
Minnesota
$31K – – –
FIA
68
FNY Investment Advisers
New York
$16K +$15.7K +1,200 New
GWM
69
Geneos Wealth Management
Colorado
$15K – – –
COCM
70
Charter Oak Capital Management
New Hampshire
$14K – – –
MCC
71
Money Concepts Capital
Florida
$14K +$13.1K +1,000 New
IA
72
IFP Advisors
Florida
$14K +$13.7K +1,048 New
ANBT
73
American National Bank & Trust
Texas
$11K – – –
FWM
74
Focused Wealth Management
New York
$10K – – –
BCMLT
75
Beacon Capital Management LLC (Tennessee)
Tennessee
$10K +$9.89K +756 New
1 2
3
4

PFLT Hedge Fund Activity: Q1 2022 in Review

88 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2022, worth a combined $112M — up 21% from $92.5M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PFLT positions and 12 closed out — a net gain of 8 holders — while 26 added to existing stakes and 18 trimmed.

The largest buyer was VanEck Associates, adding an estimated $4.17M. The largest seller was Mid-American Wealth Advisory Group, cutting an estimated $1.03M.

  • 88 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2022, up from 84 in Q4 2021.
  • Funds reported $112M of PennantPark Floating Rate Capital stock for Q1 2022, up 21% quarter-over-quarter.
  • 20 funds opened new PennantPark Floating Rate Capital positions in Q1 2022 and 12 closed out, a net change of +8 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2022 was VanEck Associates, an estimated $4.17M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2022 was Mid-American Wealth Advisory Group, an estimated $1.03M sold.

Based on aggregated 13F filings for Q1 2022.