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PennantPark Floating Rate Capital
PFLT

84 hedge funds and large institutions have $92.5M invested in PennantPark Floating Rate Capital in 2021 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 20 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

3,448% more call options, than puts

Call options by funds: $26.6M | Put options by funds: $751K

31% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 13

25% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 20

5% more funds holding

Funds holding: 80 → 84 (+4)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

5.34% less ownership

Funds ownership: 23.95% → 18.61% (-5.3%)

23% less capital invested

Capital invested by funds: $120M → $92.5M (-$27M)

Holders
84
Holders Change
+4
Holders Change %
+5%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
25
Reduced
20
Closed
13
Calls
$26.6M
Puts
$751K
Net Calls
+$25.9M
Net Calls Change
+$25.6M

Top Buyers

Rank Fund Capital Flow
1
SIS
Sound Income Strategies
Florida
+$785K
2
Invesco
Invesco
Georgia
+$692K
3
VanEck Associates
VanEck Associates
New York
+$584K
4
SCA
Snowden Capital Advisors
New York
+$390K
5
BlackRock
BlackRock
New York
+$322K

Top Sellers

Rank Fund Capital Flow
1
AS
Altshuler Shaham
Israel
-$24.8M
2
RVPG
Relative Value Partners Group
-$3.44M
3
Two Sigma Investments
Two Sigma Investments
New York
-$1.53M
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$833K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$497K
Name Holding Trade Value Shares
Change 		Change in
Stake
DG
51
Doman Group
New York
$136K +$140K +10,627 New
LWA
52
Lineweaver Wealth Advisors
Ohio
$130K +$1.8K +137 +1%
WANY
53
Wealthspire Advisors (New York)
New York
$128K +$131K +10,000 New
Group One Trading
54
Group One Trading
Illinois
$107K +$55.8K +4,245 +104%
Wells Fargo
55
Wells Fargo
California
$103K -$183K -13,949 -63%
NFG
56
Next Financial Group
Texas
$93K +$2.27K +173 +2%
Rockefeller Capital Management
57
Rockefeller Capital Management
New York
$87K – – –
Bank of America
58
Bank of America
North Carolina
$66K +$10.2K +775 +18%
SOW
59
State of Wyoming
Wyoming
$63K +$65.2K +4,965 New
US Bancorp
60
US Bancorp
Minnesota
$51K – – –
TCWM
61
Total Clarity Wealth Management
Illinois
$51K +$18.2K +1,385 +53%
CWM
62
Cedar Wealth Management
California
$35K +$36.1K +2,750 New
Lazard Asset Management
63
Lazard Asset Management
New York
$31K +$8.25K +628 +35%
APA
64
American Portfolios Advisors
New York
$30K +$23K +1,750 +290%
SAM
65
Strategic Asset Management
Minnesota
$30K – – –
Simplex Trading
66
Simplex Trading
Illinois
$30K +$31.2K +2,373 New
COCM
67
Charter Oak Capital Management
New Hampshire
$14K – – –
GWM
68
Geneos Wealth Management
Colorado
$14K – – –
ST
69
Sphinx Trading
Illinois
$13K – – –
MSFP
70
Mark Sheptoff Financial Planning
Connecticut
$11K – – –
CA
71
CoreCap Advisors
Michigan
$11K +$11.8K +900 New
FWM
72
Focused Wealth Management
New York
$10K – – –
ANBT
73
American National Bank & Trust
Texas
$10K +$10.5K +800 New
AP
74
Atwood & Palmer
Missouri
$8K – – –
TAM
75
Tucker Asset Management
Colorado
$6.79K – – –
1 2
3
4

PFLT Hedge Fund Activity: Q4 2021 in Review

84 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q4 2021, worth a combined $92.5M — down 23% from $120M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PFLT positions and 13 closed out — a net gain of 4 holders — while 25 added to existing stakes and 20 trimmed.

The largest buyer was Sound Income Strategies, adding an estimated $785K. The largest seller was Altshuler Shaham, exiting entirely with an estimated $24.8M sold.

  • 84 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q4 2021, up from 80 in Q3 2021.
  • Funds reported $92.5M of PennantPark Floating Rate Capital stock for Q4 2021, down 23% quarter-over-quarter.
  • 17 funds opened new PennantPark Floating Rate Capital positions in Q4 2021 and 13 closed out, a net change of +4 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q4 2021 was Sound Income Strategies, an estimated $785K added.
  • The largest PennantPark Floating Rate Capital seller in Q4 2021 was Altshuler Shaham, an estimated $24.8M sold.

Based on aggregated 13F filings for Q4 2021.