We are live on ! Find out more
PFLT icon

PennantPark Floating Rate Capital
PFLT

81 hedge funds and large institutions have $95.5M invested in PennantPark Floating Rate Capital in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 20 increasing their positions, 30 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

846% more call options, than puts

Call options by funds: $757K | Put options by funds: $80K

58% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 12

8% more funds holding

Funds holding: 75 → 81 (+6)

2% less capital invested

Capital invested by funds: $97.4M → $95.5M (-$1.96M)

6.34% less ownership

Funds ownership: 30.03% → 23.7% (-6.3%)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

33% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 30

Holders
81
Holders Change
+6
Holders Change %
+8%
% of All Funds
1.43%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
19
Increased
20
Reduced
30
Closed
12
Calls
$757K
Puts
$80K
Net Calls
+$677K
Net Calls Change
-$90K

Top Buyers

Rank Fund Capital Flow
1
Two Sigma Investments
Two Sigma Investments
New York
+$1.52M
2
SIS
Sound Income Strategies
Florida
+$1.36M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$1.34M
4
ECM
ExodusPoint Capital Management
New York
+$756K
5
VanEck Associates
VanEck Associates
New York
+$739K

Top Sellers

Rank Fund Capital Flow
1
AS
Altshuler Shaham
Israel
-$15.8M
2
LCP
LGT Capital Partners
Switzerland
-$4.18M
3
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$1.04M
4
WFI
West Family Investments
California
-$781K
5
PRCP
Pacific Ridge Capital Partners
Oregon
-$631K
Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
51
Envestnet Asset Management
Illinois
$211K +$190K +20,051 New
Canada Life
52
Canada Life
Manitoba, Canada
$202K +$10.3K +1,086 +6%
Wells Fargo
53
Wells Fargo
California
$201K +$237 +25 +0.1%
PAG
54
Private Advisor Group
New Jersey
$195K +$176K +18,559 New
GAMC
55
Garner Asset Management Corp
Texas
$186K – – –
DC
56
Davenport & Co
Virginia
$159K -$61.6K -6,508 -30%
AWM
57
AllSquare Wealth Management
New York
$143K -$126K -13,300 -49%
SBIA
58
Sheaff Brock Investment Advisors
Indiana
$134K – – –
Comerica Bank
59
Comerica Bank
Texas
$130K +$110K +11,640 New
SCA
60
Snowden Capital Advisors
New York
$105K – – –
Deutsche Bank
61
Deutsche Bank
Germany
$93K +$83.5K +8,823 New
NFG
62
Next Financial Group
Texas
$82K -$350 -37 -0.5%
Rockefeller Capital Management
63
Rockefeller Capital Management
New York
$72K +$64.9K +6,855 New
Bank of America
64
Bank of America
North Carolina
$45K -$814 -86 -2%
FIA
65
FNY Investment Advisers
New York
$44K +$40.2K +4,250 New
US Bancorp
66
US Bancorp
Minnesota
$42K +$37.9K +4,000 New
Simplex Trading
67
Simplex Trading
Illinois
$25K +$19.2K +2,030 +588%
ASN
68
Advisory Services Network
Georgia
$8K – – –
FWM
69
Focused Wealth Management
New York
$8K – – –
AP
70
Atwood & Palmer
Missouri
$7K – – –
TRCT
71
Tower Research Capital (TRC)
New York
$7K +$6.62K +699 New
APA
72
American Portfolios Advisors
New York
$6.58K +$208 +22 +4%
TAM
73
Tucker Asset Management
Colorado
$5.62K +$5.05K +534 New
TFS
74
TrustCore Financial Services
Tennessee
$5K – – –
HI
75
Hudock Inc
Pennsylvania
$3K -$9.94K -1,050 -75%
1 2
3
4

PFLT Hedge Fund Activity: Q4 2020 in Review

81 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q4 2020, worth a combined $95.5M — down 2% from $97.4M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new PFLT positions and 12 closed out — a net gain of 7 holders — while 20 added to existing stakes and 30 trimmed.

The largest buyer was Two Sigma Investments, adding an estimated $1.52M. The largest seller was Altshuler Shaham, exiting entirely with an estimated $15.8M sold.

  • 81 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q4 2020, up from 75 in Q3 2020.
  • Funds reported $95.5M of PennantPark Floating Rate Capital stock for Q4 2020, down 2% quarter-over-quarter.
  • 19 funds opened new PennantPark Floating Rate Capital positions in Q4 2020 and 12 closed out, a net change of +7 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q4 2020 was Two Sigma Investments, an estimated $1.52M added.
  • The largest PennantPark Floating Rate Capital seller in Q4 2020 was Altshuler Shaham, an estimated $15.8M sold.

Based on aggregated 13F filings for Q4 2020.