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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

75 hedge funds and large institutions have $97.4M invested in PennantPark Floating Rate Capital in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 24 increasing their positions, 27 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
75
Holders Change
-10
Holders Change %
-11.76%
% of All Funds
1.52%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
5
Increased
24
Reduced
27
Closed
15
Calls
$777K
Puts
$10K
Net Calls
+$767K
Net Calls Change
+$603K

Top Buyers

1
BlackRock
1
BlackRock
New York
$2.45M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$2.56M
3
POIA
3
Pin Oak Investment Advisors
Texas
$3.07M
4
LPL Financial
4
LPL Financial
California
$386K
5
WS
5
Wedbush Securities
California
$353K

Top Sellers

1
LCP
1
LGT Capital Partners
Switzerland
$4.18M
2
Acadian Asset Management
2
Acadian Asset Management
Massachusetts
$1.39M
3
WFI
3
West Family Investments
California
$1.02M
4
Sumitomo Mitsui Trust Group
4
Sumitomo Mitsui Trust Group
Japan
$1.38M
5
MC
5
Muzinich & Co
New York
$1.38M
Name Holding Trade Value Shares
Change 		Shares
Change %
TFA
51
Teamwork Financial Advisors
Texas
$166K +$166K +19,712 New
JPMorgan Chase & Co
52
JPMorgan Chase & Co
New York
$163K +$2.66K +314 +2%
Wells Fargo
53
Wells Fargo
California
$161K -$52.1K -6,153 -24%
Canada Life
54
Canada Life
Manitoba, Canada
$154K +$31K +3,664 +25%
GAMC
55
Garner Asset Management Corp
Texas
$149K -$1.17K -138 -0.8%
SBIA
56
Sheaff Brock Investment Advisors
Indiana
$107K – – –
LWA
57
Lineweaver Wealth Advisors
Ohio
$87K +$1.84K +220 +2%
SCA
58
Snowden Capital Advisors
New York
$84.4K – – –
NFG
59
Next Financial Group
Texas
$66K +$66K +7,771 New
CG
60
Cutler Group
California
$51K +$28.4K +3,400 +126%
Bank of America
61
Bank of America
North Carolina
$37K +$5.84K +683 +19%
HI
62
Hudock Inc
Pennsylvania
$11K +$2.75K +350 +33%
ASN
63
Advisory Services Network
Georgia
$7K +$7K +775 New
FWM
64
Focused Wealth Management
New York
$6K – – –
GWM
65
Geneos Wealth Management
Colorado
$6K – – –
APA
66
American Portfolios Advisors
New York
$5.09K – – –
AP
67
Atwood & Palmer
Missouri
$5K – – –
TFS
68
TrustCore Financial Services
Tennessee
$4K – – –
Simplex Trading
69
Simplex Trading
Illinois
$2K +$2K +345 New
FCH
70
Freestone Capital Holdings
Washington
$1.1K – – –
GWMIA
71
Global Wealth Management Investment Advisory
Florida
$1K – – –
DI
72
Disciplined Investments
Oklahoma
$1K +$1K +90 New
ECM
73
ExodusPoint Capital Management
New York
– -$290K -34,551 Closed
Mirae Asset Global Investments
74
Mirae Asset Global Investments
South Korea
– -$246K -29,254 Closed
D.E. Shaw & Co
75
D.E. Shaw & Co
New York
– -$213K -25,316 Closed
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