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PennantPark Floating Rate Capital

92 hedge funds and large institutions have $183M invested in PennantPark Floating Rate Capital in 2018 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 34 increasing their positions, 29 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

17% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 29

3% more funds holding

Funds holding: 8992 (+3)

1.55% more ownership

Funds ownership: 34.54%36.09% (+1.5%)

0% more capital invested

Capital invested by funds: $182M → $183M (+$710K)

62% less call options, than puts

Call options by funds: $278K | Put options by funds: $730K

Holders
92
Holders Change
+3
Holders Change %
+3.37%
% of All Funds
2.11%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.09%
New
14
Increased
34
Reduced
29
Closed
10
Calls
$278K
Puts
$730K
Net Calls
-$452K
Net Calls Change
-$452K
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
51
Cambridge Investment Research Advisors
Iowa
$321K +$85.3K +6,462 +36%
Susquehanna International Group
52
Susquehanna International Group
Pennsylvania
$321K +$323K +24,495 New
California Public Employees Retirement System
53
California Public Employees Retirement System
California
$287K -$128K -9,709 -31%
VCM
54
Versant Capital Management
Arizona
$276K -$9.85K -746 -3%
ICA
55
Infrastructure Capital Advisors
New York
$263K +$30.4K +2,300 +13%
GAMC
56
Garner Asset Management Corp
Texas
$261K -$35.7K -2,706 -12%
SBIA
57
Sheaff Brock Investment Advisors
Indiana
$256K +$1.91K +145 +0.7%
GXMC
58
Global X Management Company
New York
$241K +$243K +18,383 New
SWM
59
Stockman Wealth Management
Montana
$221K -$3.3K -250 -1%
SCM
60
Silver Capital Management
New York
$204K
D.E. Shaw & Co
61
D.E. Shaw & Co
New York
$163K -$1.04M -78,734 -86%
AG
62
Advisor Group
Arizona
$163K +$8.08K +612 +5%
CIBC World Market
63
CIBC World Market
Ontario, Canada
$148K -$19.7K -1,496 -12%
LPL Financial
64
LPL Financial
California
$147K -$10K -760 -6%
FC
65
Financial Consulate
Maryland
$147K +$148K +11,215 New
RJFSA
66
Raymond James Financial Services Advisors
Florida
$146K -$6.61K -501 -4%
Canada Life
67
Canada Life
Manitoba, Canada
$137K +$138K +10,450 New
ASN
68
Advisory Services Network
Georgia
$127K +$38.4K +2,911 +43%
Envestnet Asset Management
69
Envestnet Asset Management
Illinois
$120K +$818 +62 +0.7%
SWP
70
Stratos Wealth Partners
Ohio
$112K +$9.11K +690 +9%
Bank of America
71
Bank of America
North Carolina
$103K -$55.5K -4,203 -35%
VFA
72
Valeo Financial Advisors
Indiana
$102K -$13.1K -994 -11%
FANJ
73
Financial Architects (New Jersey)
New Jersey
$92K +$92.4K +7,000 New
GWM
74
Geneos Wealth Management
Colorado
$91K
PG
75
PEAK6 Group
Illinois
$64K +$64.4K +4,879 New

PFLT Hedge Fund Activity: Q1 2018 in Review

92 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2018, worth a combined $183M — up 0.39% from $182M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new PFLT positions and 10 closed out — a net gain of 4 holders — while 34 added to existing stakes and 29 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $20.6M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $5.93M sold.

  • 92 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2018, up from 89 in Q4 2017.
  • Funds reported $183M of PennantPark Floating Rate Capital stock for Q1 2018, up 0.39% quarter-over-quarter.
  • 14 funds opened new PennantPark Floating Rate Capital positions in Q1 2018 and 10 closed out, a net change of +4 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2018 was Altshuler Shaham, an estimated $20.6M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2018 was Arrowstreet Capital, an estimated $5.93M sold.

Based on aggregated 13F filings for Q1 2018.