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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

92 hedge funds and large institutions have $109M invested in PennantPark Floating Rate Capital in 2023 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 23 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
92
Holders Change
-5
Holders Change %
-5.15%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
28
Reduced
23
Closed
17
Calls
$1.53M
Puts
$756K
Net Calls
+$774K
Net Calls Change
+$191K

Top Buyers

1
GG
1
Golden Green
South Carolina
$1.63M
2
Goldman Sachs
2
Goldman Sachs
New York
$1.18M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.68M
4
VanEck Associates
4
VanEck Associates
New York
$7.2M
5
Morgan Stanley
5
Morgan Stanley
New York
$3.77M

Top Sellers

1
BlackRock
1
BlackRock
New York
$2.74M
2
HWAM
2
Hennion & Walsh Asset Management
New Jersey
$1.73M
3
Osaic Holdings
3
Osaic Holdings
Arizona
$1.94M
4
BPC
4
Banque Pictet & Cie
Switzerland
$0
5
PNAA
5
Pictet North America Advisors
Switzerland
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
26
AE Wealth Management
Kansas
$645K +$175K +16,478 +37%
CL
27
CSS LLC
Illinois
$632K – – –
Citadel Advisors
28
Citadel Advisors
Florida
$628K +$535K +50,429 +573%
WSTAM
29
Wilbanks Smith & Thomas Asset Management
Virginia
$584K +$53.1K +5,000 +10%
WS
30
Wedbush Securities
California
$565K -$28.2K -2,655 -5%
LPL Financial
31
LPL Financial
California
$549K +$8.18K +771 +2%
SFC
32
Strategic Financial Concepts
Texas
$514K +$514K +48,450 New
Canada Life
33
Canada Life
Manitoba, Canada
$476K -$153K -14,351 -24%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$444K +$392 +37 +0.1%
Corient Private Wealth
35
Corient Private Wealth
Florida
$424K – – –
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$333K -$1.96K -185 -0.6%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$319K +$63.3K +5,958 +25%
N
38
Natixis
France
$301K – – –
BAM
39
Belpointe Asset Management
Nevada
$289K +$170K +16,000 +143%
HF
40
HRT Financial
New York
$281K +$281K +26,558 New
Millennium Management
41
Millennium Management
New York
$272K +$87.4K +8,242 +47%
VEA
42
Virtus ETF Advisers
New York
$264K -$110K -10,401 -29%
IAIM
43
International Assets Investment Management
Florida
$252K -$19.3K -1,815 -7%
OIA
44
Optimum Investment Advisors
Illinois
$231K -$31.8K -3,000 -12%
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$219K -$46.1K -4,346 -17%
ASN
46
Advisory Services Network
Georgia
$219K +$2.63K +248 +1%
SMA
47
Sage Mountain Advisors
Georgia
$212K +$212K +20,000 New
WA
48
Wambolt & Associates
Colorado
$207K – – –
CAN
49
Cetera Advisor Networks
California
$207K +$18.1K +1,706 +10%
TI
50
Trexquant Investment
Connecticut
$192K +$192K +18,099 New
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